Form D · Other Investment Fund

QMA International Small Cap Equity Fund of the Prudential Trust Co Institutional Business Trust

Scranton, PA · CIK 0001729240

Offering snapshot reported Feb 25, 2021 · SEC filing

Reported sold
$180M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 18, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$90M$180MJan 31, 2018: $118,000,000.00Jan 31, 2018Jan 30, 2019: $118,000,000.00Jan 30, 2019Feb 25, 2021: $180,000,000.00Feb 25, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$118,000,000 → $180,000,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 25, 2021Amendment$180,000,000$62,000,000vs Jan 30, 20191SEC filing
Jan 30, 2019Amendment$118,000,000$0vs Jan 31, 20181SEC filing
Jan 31, 2018Initial$118,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-304454
The Issuer does not bear the expense of any commissions or fees with respect to the services of Prudential Investment Management Services LLC.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Prudential Investment Management Services LLC18353

Source: Form D, filed Feb 25, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PGIM QUANT SOLUTIONS INTERNATIONAL SMALL CAP EQUITY FUND OF THE PRUDENTIAL TRUST COMPANY INSTITUTIONAL BUSINESS TRUST

Investment adviser: PGIM QUANTITATIVE SOLUTIONS LLC

Gross asset value
$0
Beneficial owners
1
ADV minimum commitment
$5M

Reported in Form ADV on Mar 25, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PGIM, INC. NEWARK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No
Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Filing source

Form ADV 1599650 · Mar 25, 2022 · Schedule D 7.B.(1), fund 805-4959525144

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Trustee Prudential Trust Company Promoter
Investment Adviser Qma Llc Promoter
N/A Quantitative Management Associates Llc Promoter
Investment Adviser Quantitative Management Associates Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
30 Scranton Office Park
Scranton, PA, 18507