Form D · Other Investment Fund

Q-BLK ARS III, LLC

Seattle, WA · CIK 0001300796

Offering snapshot reported Apr 13, 2012 · SEC filing

Reported sold: $375M
Investors reported: 44
Minimum accepted: $5M
First sale: Aug 2, 2004

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$373,719,587 → $375,469,587
Reported investors43 → 44

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 13, 2012	Amendment	$375,469,587	$1,750,000vs Apr 14, 2011	44	SEC filing
Apr 14, 2011	Amendment	$373,719,587	$510,843vs Apr 16, 2010	43	SEC filing
Apr 16, 2010	Amendment	$373,208,744	$17,001,822vs Apr 10, 2009	42	SEC filing
Apr 10, 2009	Amendment	$356,206,922	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $188K
Finders' fees: $93.3K
Form D file number: 021-68438

This is a continuous offering.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
McCutchen Group, LLC	None
Citigroup Global Markets Inc.	7059

Source: Form D, filed Apr 13, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

Q-BLK ARS III, LLC

Investment adviser: BLACKROCK FINANCIAL MANAGEMENT, INC

Gross asset value: $7.72M
Beneficial owners: 0
ADV minimum commitment: $5M

Reported in Form ADV on Feb 7, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON INVESTMENT SERVICES (US) INC. WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States

Custodian BNY MELLON INVESTMENT SERVICING TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 689173 · Feb 7, 2013 · Schedule D 7.B.(1), fund 805-4002840280

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David N. Barenborg	Executive
N/A N/A Black Rock Alternative Advisors (Gen Par), Llc	Executive, Promoter
N/A N/A Black Rock Financial Management, Inc.	Executive, Promoter
Norman D. Bontje	Executive
Charles I. Clarvit	Executive
Bart N. Cocales	Executive
Mark Everitt	Executive
Sherrey L. Luetjen	Executive
J. David Matter	Executive
Bryan K. White	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

601 Union Street, 56 Th Floor
Seattle, WA, 98101