Form D · Other Investment Fund

Q-BLK ARS III INSTITUTIONAL, LTD

Seattle, WA · CIK 0001435819

Offering snapshot reported Nov 21, 2018 · SEC filing

Reported sold
$144M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Aug 2, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$72.2M$144MMay 13, 2011: $144,386,418.00May 13, 2011May 14, 2012: $144,386,418.00May 14, 2013: $144,386,418.00May 14, 2014: $144,386,418.00Feb 27, 2015: $144,386,418.00Mar 1, 2016: $144,386,418.00Mar 1, 2017: $144,386,418.00Nov 21, 2017: $144,386,418.00Nov 21, 2018: $144,386,418.00Nov 21, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 21, 2018Amendment$144,386,418$0vs Nov 21, 201710SEC filing
Nov 21, 2017Amendment$144,386,418$0vs Mar 1, 201710SEC filing
Mar 1, 2017Amendment$144,386,418$0vs Mar 1, 201610SEC filing
Mar 1, 2016Amendment$144,386,418$0vs Feb 27, 201510SEC filing
Feb 27, 2015Amendment$144,386,418$0vs May 14, 201410SEC filing
May 14, 2014Amendment$144,386,418$0vs May 14, 201310SEC filing
May 14, 2013Amendment$144,386,418$0vs May 14, 201210SEC filing
May 14, 2012Amendment$144,386,418$0vs May 13, 201110SEC filing
May 13, 2011Amendment$144,386,418No comparison10SEC filing
May 17, 2010Amendment$144,386,418$9,000,000vs May 11, 200910SEC filing
May 11, 2009Amendment$135,386,418No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-118482
This is a continuous offering.

Source: Form D, filed Nov 21, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

Q-BLK ARS III - INSTITUTIONAL, LTD.

Investment adviser: BLACKROCK FINANCIAL MANAGEMENT, INC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$5M

Reported in Form ADV on Feb 17, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG ALTERNATIVE FUND SERVICES (CAYMAN), LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands
Custodian MUFG ALTERNATIVE FUND SERVICES (CAYMAN), LTD. GEORGETOWN, Cayman Islands Related to adviser: No
Marketer BLACKROCK INVESTMENTS, LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE
PCAOB 1096

BLACKROCK INVESTMENTS, LLC
CRD 38642 · SEC 8-48436

Filing source

Form ADV 1493831 · Feb 17, 2021 · Schedule D 7.B.(1), fund 805-6191511113

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Black Rock Financial Management, Inc. Promoter
Karla Bodden Director
Robert S. Ellsworth Jr. Director
Dennis Hunter Director
Robert Meschi Director
Bryan J. Smith Director
Darren Stainrod Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
601 Union Street, 56 Th Floor
Seattle, WA, 98101