Form D · Other Investment Fund

PZENA INTERNATIONAL VALUE SERVICE A SERIES OF PZENA INVESTMENT MANAGEMENT INTERNATIONAL LLC

New York, NY · CIK 0001390633

Offering snapshot reported Mar 1, 2019 · SEC filing

Reported sold
$15.3M
Indefinite offering
Investors reported
25
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.58M$17.2MFeb 12, 2007Mar 12, 2010: $15,503,744.00Mar 4, 2011: $16,071,627.00Mar 8, 2012: $16,271,627.00Mar 6, 2013: $16,271,627.00Mar 5, 2014: $17,166,713.00Mar 5, 2015: $12,891,493.00Mar 4, 2016: $14,479,705.00Mar 2, 2017: $14,668,691.00Mar 2, 2018: $14,668,691.00Mar 1, 2019: $15,326,037.00Mar 1, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$14,668,691 → $15,326,037
  • Reported investors24 → 25

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 1, 2019Amendment$15,326,037$657,346vs Mar 2, 201825SEC filing
Mar 2, 2018Amendment$14,668,691$0vs Mar 2, 201724SEC filing
Mar 2, 2017Amendment$14,668,691$188,986vs Mar 4, 201624SEC filing
Mar 4, 2016Amendment$14,479,705$1,588,212vs Mar 5, 201524SEC filing
Mar 5, 2015Amendment$12,891,493-$4,275,220vs Mar 5, 201423SEC filing
Mar 5, 2014Amendment$17,166,713$895,086vs Mar 8, 201223SEC filing
Mar 6, 2013Amendment$16,271,627$0vs Mar 8, 201222SEC filing
Mar 8, 2012Amendment$16,271,627$767,883vs Mar 12, 201022SEC filing
Mar 4, 2011Amendment$16,071,627$567,883vs Mar 12, 201022SEC filing
Mar 12, 2010Amendment$15,503,744No comparison20SEC filing
Feb 12, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-100152

Source: Form D, filed Mar 1, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PZENA INTERNATIONAL VALUE SERVICE A SERIES OF PZENA INVESTMENT MANAGEMENT INTERNATIONAL LLC

Investment adviser: PZENA INVESTMENT MANAGEMENT LLC

Gross asset value
$2.98M
Beneficial owners
5
ADV minimum commitment
$100K

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PERSHING ADVISOR SOLUTIONS LLC
SEC 8-47425

Filing source

Form ADV 1273044 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-5320964474

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gary J. Bachman Executive
Caroline Chenyu Cai Executive
Antonio De Spirito Executive
John P. Goetz Executive
William L. Lipsey Executive
Michael D. Peterson Executive
Richard S. Pzena Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
320 Park Avenue 8 Th Floor
New York, NY, 10022