Form D · Other Investment Fund

PZENA INTERNATIONAL VALUE FUND (DST), a series of Pzena Value Trust

New York, NY · CIK 0001391854

Offering snapshot reported Mar 7, 2012 · SEC filing

Reported sold
$305M
Indefinite offering
Investors reported
32
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 3, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$153M$305MMar 2, 2009: $232,859,292.00Mar 2, 2009Feb 25, 2010: $257,219,778.00Feb 25, 2010Mar 10, 2011: $305,027,633.00Mar 10, 2011Mar 10, 2011: $305,027,633.00Mar 7, 2012: $305,027,633.00Mar 7, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 7, 2012Amendment$305,027,633$0vs Mar 10, 201132SEC filing
Mar 10, 2011Amendment$305,027,633$72,168,341vs Mar 2, 200932SEC filing
Mar 10, 2011Amendment$305,027,633$72,168,341vs Mar 2, 200932SEC filing
Feb 25, 2010Amendment$257,219,778$24,360,486vs Mar 2, 200929SEC filing
Mar 2, 2009Amendment$232,859,292No comparisonNot reportedSEC filing
Feb 27, 2009Initial$322,986,882No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-100706

Source: Form D, filed Mar 7, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PZENA INTERNATIONAL VALUE FUND (DST), A SERIES OF PZENA VALUE TRUST

Investment adviser: PZENA INVESTMENT MANAGEMENT LLC

Gross asset value
$5.64M
Beneficial owners
5
ADV minimum commitment
$5M

Reported in Form ADV on Jan 31, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 695416 · Jan 31, 2013 · Schedule D 7.B.(1), fund 805-9699208429

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Antonio De Spirito Executive
John P. Goetz Executive
A. Rama Krishna Executive
William L. Lipsey Executive
Michael Peterson Executive
Richard S. Pzena Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Pzena Investment Mgmt Llc 120 West 45 Th St 20 Th Floor
New York, NY, 10036