Form D · Other Investment Fund

PZENA GLOBAL VALUE FUND (DST), a series of Pzena Value Trust

New York, NY · CIK 0001391852

Offering snapshot reported Mar 4, 2026 · SEC filing

Reported sold
$369M
Indefinite offering
Investors reported
69
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$219M$438MMar 2, 2009: $322,986,882.00Mar 2, 2009Feb 25, 2010: $346,695,684.00Mar 10, 2011: $433,149,438.00Mar 7, 2012: $433,149,438.00Mar 7, 2012: $433,149,438.00Mar 7, 2012: $433,149,438.00Mar 8, 2012: $433,649,438.00Mar 6, 2013: $436,599,438.00Mar 10, 2014: $437,869,627.00Mar 10, 2015: $359,484,581.00Mar 7, 2016: $364,341,056.00Mar 2, 2017: $365,450,194.00Mar 2, 2018: $367,666,670.00Mar 1, 2019: $367,666,670.00Mar 2, 2020: $367,903,014.00Mar 3, 2021: $367,903,014.00Mar 2, 2022: $368,903,014.00Mar 2, 2023: $368,903,014.00Mar 4, 2024: $368,903,014.00Mar 4, 2025: $368,903,014.00Mar 4, 2026: $368,903,014.00Mar 4, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 4, 2026Amendment$368,903,014$0vs Mar 4, 202569SEC filing
Mar 4, 2025Amendment$368,903,014$0vs Mar 4, 202469SEC filing
Mar 4, 2024Amendment$368,903,014$0vs Mar 2, 202369SEC filing
Mar 2, 2023Amendment$368,903,014$0vs Mar 2, 202269SEC filing
Mar 2, 2022Amendment$368,903,014$1,000,000vs Mar 2, 202069SEC filing
Mar 3, 2021Amendment$367,903,014$0vs Mar 2, 202069SEC filing
Mar 2, 2020Amendment$367,903,014$236,344vs Mar 2, 201869SEC filing
Mar 1, 2019Amendment$367,666,670$0vs Mar 2, 201869SEC filing
Mar 2, 2018Amendment$367,666,670$2,216,476vs Mar 2, 201769SEC filing
Mar 2, 2017Amendment$365,450,194$1,109,138vs Mar 7, 201669SEC filing
Mar 7, 2016Amendment$364,341,056$4,856,475vs Mar 10, 201569SEC filing
Mar 10, 2015Amendment$359,484,581-$78,385,046vs Mar 10, 201465SEC filing
Mar 10, 2014Amendment$437,869,627$1,270,189vs Mar 6, 201357SEC filing
Mar 6, 2013Amendment$436,599,438$2,950,000vs Mar 8, 201256SEC filing
Mar 8, 2012Amendment$433,649,438$500,000vs Mar 7, 201254SEC filing
Mar 7, 2012Amendment$433,149,438$0vs Mar 10, 201154SEC filing
Mar 7, 2012Amendment$433,149,438$0vs Mar 10, 201154SEC filing
Mar 7, 2012Amendment$433,149,438$0vs Mar 10, 201154SEC filing
Mar 10, 2011Amendment$433,149,438$110,162,556vs Mar 2, 200953SEC filing
Feb 25, 2010Amendment$346,695,684$23,708,802vs Mar 2, 200953SEC filing
Mar 2, 2009Amendment$322,986,882No comparisonNot reportedSEC filing
Feb 27, 2009Amendment$232,859,292No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$3.58K
Finders' fees
$0
Form D file number
021-100709
No placement fees or sales charges are payable by the Issuer to the Broker in Item 12. Such Broker receives compensation paid out of management fees payable to the Investment Manager as set forth in the Issuer's offering materials.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Pzena Financial Services, LLCNonePzena Financial Services, LLC · CRD 169807

Source: Form D, filed Mar 4, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PZENA GLOBAL VALUE FUND (DST), A SERIES OF PZENA VALUE TRUST

Investment adviser: PZENA INVESTMENT MANAGEMENT LLC

Gross asset value
$10.6M
Beneficial owners
3
ADV minimum commitment
$5M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP NEW YORK, New York, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer PZENA FINANCIAL SERVICES, LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRANT THORNTON LLP
PCAOB 248

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

PZENA FINANCIAL SERVICES, LLC
CRD 169807 · SEC 8-69390

Filing source

Form ADV 2051514 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-3099554559

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gary J. Bachman Executive
Caroline Cai Executive
Chenyu Caroline Cai Executive
Antonio De Spirito Executive
Jessica Doran Executive
Evan Fire Executive
Allison Fisch Executive
John P. Goetz Executive
A. Rama Krishna Executive
William L. Lipsey Executive
Michael Peterson Executive
Richard S. Pzena Executive
N/A Pzena Financial Services, Llc Promoter
' Pzena Financial Services, Llc Promoter
N/A Pzena Investment Management, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Pzena Investment Mgmt Llc 320 Park Avenue, 8 Th Floor
New York, NY, 10022