Form D · Other Investment Fund

FIAM U.S. Broad Market Index Fund LP

Smithfield, RI · CIK 0001568701

Offering snapshot reported Sep 12, 2017 · SEC filing

Reported sold: $2.34B
Investors reported: 15
Minimum accepted: $1M
First sale: Mar 4, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$3,539,777,544 → $2,343,976,883

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 12, 2017	Amendment	$2,343,976,883	-$1,195,800,661vs Jun 15, 2016	15	SEC filing
Jun 15, 2016	Amendment	$3,539,777,544	$776,212,194vs Dec 18, 2015	15	SEC filing
Dec 18, 2015	Amendment	$2,763,565,350	$18,562,655vs Jul 14, 2015	15	SEC filing
Jul 14, 2015	Amendment	$2,745,002,695	$153,196,520vs Jul 21, 2014	15	SEC filing
Jul 21, 2014	Amendment	$2,591,806,175	$804,655,706vs Jul 29, 2013	13	SEC filing
Jul 29, 2013	Amendment	$1,787,150,469	$1,772,166,336vs Feb 5, 2013	13	SEC filing
Feb 5, 2013	Initial	$14,984,133	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-191334

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Fidelity Investments Institutional Services Company, Inc.	17507	Fidelity Investments Institutional Services Company, Inc. · CRD 17507
Fidelity Brokerage Services	7784	Fidelity Brokerage Services · CRD 7784

Source: Form D, filed Sep 12, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIAM U.S. BROAD MARKET INDEX FUND LP

Investment adviser: GEODE CAPITAL MANAGEMENT, LLC

Gross asset value: $4.36B
Beneficial owners: 15
ADV minimum commitment: $1M

Reported in Form ADV on Apr 17, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FIDELITY SERVICE COMPANY, INC. MERRIMACK, New Hampshire, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK & TRUST BOSTON, Massachusetts, United States Related to adviser: No

Marketer PYRAMIS DISTRIBUTORS CORPORATION LLC SMITHFIELD, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PYRAMIS DISTRIBUTORS CORPORATION LLC
CRD 146430 · SEC 8-67821

Filing source

Form ADV 1107832 · Apr 17, 2017 · Schedule D 7.B.(1), fund 805-4096141610

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Adrien Deberghes	Executive
Carlos Pi Sierra	Executive
Louis Russo	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

900 Salem Street
Smithfield, RI, 02917