Form D · Other Investment Fund
FIAM International Growth Fund, LLC
Smithfield, RI · CIK 0001143453
Offering snapshot reported Sep 13, 2017 · SEC filing
- Reported sold
- $53.6M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Feb 14, 2001 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$45,555,371 → $53,565,354
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 13, 2017 | Amendment | $53,565,354 | $8,009,983vs Jun 15, 2016 | 2 | SEC filing |
| Jun 15, 2016 | Amendment | $45,555,371 | -$1,263,547vs Dec 17, 2015 | 2 | SEC filing |
| Dec 17, 2015 | Amendment | $46,818,918 | -$2,989,642vs Jul 9, 2015 | 2 | SEC filing |
| Jul 9, 2015 | Amendment | $49,808,560 | -$124,098vs Jul 18, 2014 | 2 | SEC filing |
| Jul 18, 2014 | Amendment | $49,932,658 | $8,562,785vs Jul 29, 2013 | 2 | SEC filing |
| Jul 29, 2013 | Amendment | $41,369,873 | $0vs Jul 23, 2013 | 2 | SEC filing |
| Jul 23, 2013 | Amendment | $41,369,873 | $8,991,473vs Jun 12, 2012 | 2 | SEC filing |
| Jun 12, 2012 | Amendment | $32,378,400 | -$78,221,600vs Jun 15, 2011 | 2 | SEC filing |
| Jun 15, 2011 | Amendment | $110,600,000 | $25,700,000vs Jun 23, 2010 | 3 | SEC filing |
| Jun 23, 2010 | Amendment | $84,900,000 | No comparison | 3 | SEC filing |
| Sep 17, 2009 | Amendment | $91,083,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-119514
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Fidelity Investments Institutional Services Company, Inc. | 17507 | Fidelity Investments Institutional Services Company, Inc. · CRD 17507 |
| Fidelity Brokerage Services, LLC | 7784 | Fidelity Brokerage Services, LLC · CRD 7784 |
Source: Form D, filed Sep 13, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
FIAM INTERNATIONAL GROWTH FUND, LLC
Investment adviser: FIAM LLC
- Gross asset value
- $56.6M
- Beneficial owners
- 2
- ADV minimum commitment
- $5M
Reported in Form ADV on Jan 4, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
BROWN BROTHERS HARRIMAN & CO.
LEI 5493006KMX1VFTPYPW14
FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
CRD 17507 · SEC 8-35097
Filing source
Form ADV 1261136 · Jan 4, 2019 · Schedule D 7.B.(1), fund 805-9094407274
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Scott E. Couto | Executive |
| William E. Dailey | Executive |
| Judy Marlinski | Executive |
| Douglas R. Moore | Executive |
| Joseph A. Nedder | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Smithfield, RI, 02917