Form D · Hedge Fund

PYRAMIS GLOBAL MARKET NEUTRAL FUND LTD

Grand Cayman, E9 · CIK 0001454537

Offering snapshot reported Aug 1, 2013 · SEC filing

Reported sold: $72.6M
Investors reported: 10
Minimum accepted: $100K
First sale: Jan 2, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$108,015,755 → $72,579,605
Reported investors12 → 10

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 1, 2013	Amendment	$72,579,605	-$35,436,150vs Jun 12, 2012	10	SEC filing
Jun 12, 2012	Amendment	$108,015,755	$52,015,755vs Jun 12, 2012	12	SEC filing
Jun 12, 2012	Amendment	$56,000,000	-$24,000,000vs Jun 16, 2011	11	SEC filing
Jun 16, 2011	Amendment	$80,000,000	$29,300,000vs Jun 29, 2010	9	SEC filing
Jun 29, 2010	Amendment	$50,700,000	No comparison	5	SEC filing
Sep 30, 2009	Amendment	$5,519,000	No comparison	1	SEC filing
Jan 14, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-126231

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Pyramis Distributors Corporation LLC	146430	Pyramis Distributors Corporation LLC · CRD 146430

Source: Form D, filed Aug 1, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PYRAMIS GLOBAL MARKET NEUTRAL FUND, LTD.

Investment adviser: FIAM LLC

Gross asset value: $40.6M
Beneficial owners: 5
ADV minimum commitment: $5M

Reported in Form ADV on Jan 8, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP GEORGETOWN, Cayman Islands

Marketer FIDELITY INVESTMENTS CANADA TORONTO, Canada Related to adviser: Yes

Marketer PYRAMIS DISTRIBUTORS CORPORATION LLC SMITHFIELD, Rhode Island, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

PYRAMIS DISTRIBUTORS CORPORATION LLC
CRD 146430 · SEC 8-67821

Filing source

Form ADV 863430 · Jan 8, 2015 · Schedule D 7.B.(1), fund 805-2994920860

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Evan Burtton	Director
Young D. Chin	Director
Scott Dakers	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

89 Nexus Way Camana Bay
Grand Cayman, E9, KY1-9007