Form D · Hedge Fund

PXP Vietnam Emerging Equity Fund Ltd

Ho Chi Minh City, Q1 · CIK 0001691616

Offering snapshot reported Apr 9, 2019 · SEC filing

Reported sold
$3.5M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 2, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.75M$3.5MDec 7, 2016: $1,200,000.00Dec 7, 2016Apr 10, 2018: $2,800,000.00Apr 10, 2018Apr 9, 2019: $3,500,000.00Apr 9, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,800,000 → $3,500,000
  • Reported investors6 → 15

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 9, 2019Amendment$3,500,000$700,000vs Apr 10, 201815SEC filing
Apr 10, 2018Amendment$2,800,000$1,600,000vs Dec 7, 20166SEC filing
Dec 7, 2016Initial$1,200,000No comparison3SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-275780

Source: Form D, filed Apr 9, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PXP VIETNAM EMERGING EQUITY FUND LIMITED

Investment adviser: PXP VIETNAM ASSET MANAGEMENT LIMITED

Gross asset value
$75.2M
Beneficial owners
130
ADV minimum commitment
$100K

Reported in Form ADV on Aug 4, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES LTD. HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian DBS BANK LTD., HONG KONG BRANCH HONG KONG, Hong Kong Related to adviser: No
Custodian STANDARD CHARTERED BANK (VIETNAM) LIMITED HANOI, Vietnam Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD.
PCAOB 1655

DBS BANK LTD., HONG KONG BRANCH
LEI 54930056CTN235SVSI38

STANDARD CHARTERED BANK (VIETNAM) LIMITED
LEI 5493002W420BT9C14552

Filing source

Form ADV 1429492 · Aug 4, 2020 · Schedule D 7.B.(1), fund 805-8276063478

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Antony Roger Jordan Director
Trinh Thanh Mai Director
Simon Andrew Raybould Director
Philip David Smiley Director
Christopher John Vale Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6 Th Floor, Opera View Building 161 Dong Khoi, District 1
Ho Chi Minh City, Q1, 70000