Form D · Other Investment Fund
Px 3, L.P.
New York, NY · CIK 0001524094
Offering snapshot reported Jun 21, 2012 · SEC filing
- Reported sold
- $29.5M Indefinite offering
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 9, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$9,592,824 → $29,495,918
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 21, 2012 | Amendment | $29,495,918 | $19,903,094vs Jun 23, 2011 | 8 | SEC filing |
| Jun 23, 2011 | Initial | $9,592,824 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-161750
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Goldman, Sachs & Co. | 361 |
Source: Form D, filed Jun 21, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PX 3, L.P.
Investment adviser: GOLDMAN SACHS & CO. LLC
- Gross asset value
- $0
- Beneficial owners
- 0
- ADV minimum commitment
- $0
Reported in Form ADV on Feb 16, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Auditor
PRICEWATERHOUSECOOPERS LLP
NEW YORK, New York, United States
Custodian
BANCA INTESA SANPAOLO SPA
PARMA, Italy
Related to adviser: No
Custodian
BANCA POPOLARE DI SONDRIO SPA
MILANO, Italy
Related to adviser: No
Custodian
BANCO SAFRA
SAO PAULO, Brazil
Related to adviser: No
Custodian
BANK OF AMERICA
CONCORD, California, United States
Related to adviser: No
Custodian
BANK OF AMERICA MERRILL LYNCH
BROMLEY, United Kingdom
Related to adviser: No
Custodian
BANK OF CHINA
SHENZEN, China
Related to adviser: No
Custodian
CHINA SECURITIES DEPOSITORY AND CLEARING CORPORATION LIMITED
SHANGHAI, China
Related to adviser: No
Custodian
CITCO BANK NEDERLAND NV
AMSTERDAM, Netherlands
Related to adviser: No
Custodian
CITIBANK N.A.
NEW YORK, New York, United States
Related to adviser: No
Custodian
CITIBANK, N.A., LONDON BRANCH
LONDON, United Kingdom
Related to adviser: No
Custodian
CITIGROUP GLOBAL MARKETS INDIA PRIVATE LTD.
MUMBAI, India
Related to adviser: No
Custodian
CLSA INDIA PRIVATE LIMITED
MUMBAI, India
Related to adviser: No
Custodian
CMB HUHEHAOTE MUNICIPAL BRANCH
HOHHOT, China
Related to adviser: No
Custodian
CMB WAIGAOQIAO FREE TRADE ZONE SUB-BRANCH
SHANGHAI, China
Related to adviser: No
Custodian
COMMERZBANK AG
FRANKFURT, Germany
Related to adviser: No
Custodian
CORLAND BMO
CHICAGO, Illinois, United States
Related to adviser: No
Custodian
DAIKO SHOKEN BUSINESS
TOKYO, Japan
Related to adviser: No
Custodian
DEUTSCHE BANK
NEW YORK, New York, United States
Related to adviser: No
Custodian
DSB CO., LTD.
TOKYO, Japan
Related to adviser: No
Custodian
FIRST CARIBBEAN INTERNATIONAL BANK (BARBADOS) LIMITED
BRIDGETOWN, Barbados
Related to adviser: No
Custodian
GOLDMAN SACHS & CO. LLC
NEW YORK, New York, United States
Related to adviser: Yes
Custodian
GOLDMAN SACHS INTERNATIONAL
LONDON, United Kingdom
Related to adviser: Yes
Custodian
HDFC BANK LIMITED
BENGALURU, India
Related to adviser: No
Custodian
HSBC BANK MALAYSIA BERHAD
KUALA LUMPUR, Malaysia
Related to adviser: No
Custodian
HSBC BANK (MAURITIUS) LIMITED
EBENE, Mauritius
Related to adviser: No
Custodian
HSBC BANK PLC
LONDON, United Kingdom
Related to adviser: No
Custodian
HSBC FRANCE
PARIS, France
Related to adviser: No
Custodian
ICBC BEIJING MUNICIPAL BRANCH
BEIJING, China
Related to adviser: No
Custodian
ICBC CBD SUB-BRANCH
BEIJING, China
Related to adviser: No
Custodian
ICBC TRADE CENTER SUB-BRANCH
BEIJING, China
Related to adviser: No
Custodian
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ICBC) HUAIBEI BRANCH
HUAIBEI ANHUI, China
Related to adviser: No
Custodian
ING BANK N.V.
AMSTERDAM, Netherlands
Related to adviser: No
Custodian
JP MORGAN CHASE BANK NA
DORSET, United Kingdom
Related to adviser: No
Custodian
JP MORGAN CHASE BANK NA
NEW YORK, New York, United States
Related to adviser: No
Custodian
JP MORGAN CHASE BANK NA
PHOENIX, Arizona, United States
Related to adviser: No
Custodian
JP MORGAN CHASE BANK NA
LONDON, United Kingdom
Related to adviser: No
Custodian
JP MORGAN CHASE BANK NA
SAN ANTONIO, Texas, United States
Related to adviser: No
Custodian
LEERINK PARTNERS LLC
BOSTON, Massachusetts, United States
Related to adviser: No
Custodian
MORGAN STANLEY SMITH BARNEY LLC
NEW YORK, New York, United States
Related to adviser: No
Custodian
NATIONAL WESTMINSTER BANK PLC
LONDON, United Kingdom
Related to adviser: No
Custodian
NAT WEST BANK PLC
CHATHAM, United Kingdom
Related to adviser: No
Custodian
NORDEA BANK DANMARK A/S
COPENHAGEN, Denmark
Related to adviser: No
Custodian
NORDEA BANK FINLAND PLC.
COPENHAGEN, Denmark
Related to adviser: No
Custodian
NORDEA BANK FINLAND PLC.
HELSINKI, Finland
Related to adviser: No
Custodian
SAMSUNG SECURITIES CO., LTD.
SEOUL, Korea, South
Related to adviser: No
Custodian
SANTANDER
SAO PAULO, Brazil
Related to adviser: No
Custodian
SANTANDER SECURITIES SERVICES BRASIL DTVM S.A.
SAO PAULO, Brazil
Related to adviser: No
Custodian
SHINSEI BANK, LIMITED
TOKYO, Japan
Related to adviser: No
Custodian
SOCIÉTÉ GÉNÉRALE BANK & TRUST
LUXEMBOURG, Luxembourg
Related to adviser: No
Custodian
SOCIETE GENERALE FRANCE
PARIS, France
Related to adviser: No
Custodian
STANDARD CHARTERED BANK
MUMBAI, India
Related to adviser: No
Custodian
STANDARD CHARTERED BANK
SINGAPORE, Singapore
Related to adviser: No
Custodian
STANDARD CHARTERED BANK - INDIA BENGALURU
BENGALURU, India
Related to adviser: No
Custodian
STANDARD CHARTERED BANK KOREA LIMITED
SEOUL, Korea, South
Related to adviser: No
Custodian
STANDARD CHARTERED HONG KONG
HONG KONG, Hong Kong
Related to adviser: No
Custodian
SUMITOMO MITSUI BANKING CORPORATION
TOKYO, Japan
Related to adviser: No
Custodian
THE BANK OF NEW YORK MELLON
NEW YORK, New York, United States
Related to adviser: No
Custodian
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.
NEW YORK, New York, United States
Related to adviser: No
Custodian
THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.
TOKYO, Japan
Related to adviser: No
Custodian
THE ROYAL BANK OF SCOTLAND
LONDON, United Kingdom
Related to adviser: No
Custodian
UNICREDIT BANK, WIEN
VIENNA, Austria
Related to adviser: No
Custodian
UNICREDIT BANK ZAO
MOSCOW, Russia
Related to adviser: No
Custodian
US BANK
CHICAGO, Illinois, United States
Related to adviser: No
Custodian
WELLS FARGO BANK N.A.
OAKLAND, California, United States
Related to adviser: No
Custodian
WELLS FARGO BANK N.A.
MINNEAPOLIS, Minnesota, United States
Related to adviser: No
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
GOLDMAN SACHS & CO. LLC
SEC 8-129
MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191
Filing source
Form ADV 1178055 · Feb 16, 2018 · Schedule D 7.B.(1), fund 805-6636829404
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Julian C. Allen | Executive |
| John E. Bowman | Executive |
| Philippe L. Camu | Executive |
| Henry Cornell | Executive |
| Steven M. Feldman | Director |
| Eric Goldstein | Executive |
| Philippe H. Lenoble | Executive |
| Jason N. Levesque | Executive |
| Edward S. Pallesen | Executive |
| Mark G. Riemann | Executive |
| Andrew C. Right | Executive |
| Laurie E. Schmidt | Executive |
| Peter G. Vermette | Executive |
| Christine Vollertsen | Executive |
| Mitchell S. Weiss | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
200 West Street
New York, NY, 10282-2198
New York, NY, 10282-2198