Form D · Hedge Fund

PWP Tokum Healthcare HedgeFocus Fund LP

New York, NY · CIK 0001571001

Offering snapshot reported Sep 24, 2014 · SEC filing

Reported sold: $14.7M
Investors reported: 35
Minimum accepted: $100K
First sale: Nov 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$14,375,000 → $14,695,000
Reported investors33 → 35

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 24, 2014	Amendment	$14,695,000	$320,000vs Sep 16, 2013	35	SEC filing
Sep 16, 2013	Amendment	$14,375,000	$7,945,000vs Mar 21, 2013	33	SEC filing
Mar 21, 2013	Initial	$6,430,000	No comparison	13	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $36K (estimated)
Finders' fees: $0
Form D file number: 021-193715

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Credit Suisse Securities (USA) LLC	816

Source: Form D, filed Sep 24, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PWP TOKUM HEALTHCARE HEDGEFOCUS FUND LP

Investment adviser: CREDIT SUISSE SECURITIES (USA) LLC

Gross asset value: $4.05M
Beneficial owners: 5
ADV minimum commitment: $100K

Reported in Form ADV on Mar 21, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PERSHING LLC
SEC 8-17574

Filing source

Form ADV 805212 · Mar 21, 2014 · Schedule D 7.B.(1), fund 805-9848009214

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Credit Suisse (Cayman) Management Limited	Promoter
N/A Credit Suisse Securities (Usa) Llc	Executive
Eileen Duff	Executive
Michael Mc Vicker	Executive
Hugh M. Neuburger	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

11 Madison Avenue
New York, NY, 10010