Form D · Hedge Fund
PWK PARTNERS QP, L.P.
Chicago, IL · CIK 0001537837
Offering snapshot reported Sep 20, 2012 · SEC filing
- Reported sold
- $6.86M Indefinite offering
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 31, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 6
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 20, 2012 | Amendment | $6,860,000 | No comparison | 6 | SEC filing |
| Aug 17, 2012 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 19, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $69K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-172126
Includes payments by Kovitz Investment Group, LLC, the Invesment Manager of the Issuer ("KIG") to employees who are also representatives of Kovitz Securities, LLC, which is under common ownership with KIG and affiliated with the GP of the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Kovitz Securities, LLC | 129878 |
Source: Form D, filed Sep 20, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Marc S. Brenner | Executive |
| Steven E. Hengst | Executive |
| Mitchell A. Kovitz | Executive |
| Jonathan A. Shapiro | Executive |
| Patrick Walsh | Director |
| Bruce A. Weininger | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
115 S. Lasalle St 27 Th Floor
Chicago, IL, 60603
Chicago, IL, 60603