Form D · Hedge Fund

PWG Prime Ltd

Grand Cayman, E9 · CIK 0001412739

Offering snapshot reported Oct 21, 2013 · SEC filing

Reported sold
$15.5M
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.73M$15.5MApr 16, 2009: $9,928,104.00Apr 16, 2009Jul 27, 2010: $12,748,105.00Jul 27, 2010Aug 19, 2011: $13,533,100.00Aug 19, 2011Oct 22, 2012: $14,600,604.00Oct 22, 2012Oct 21, 2013: $15,463,604.00Oct 21, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$14,600,604 → $15,463,604
  • Reported investors19 → 20

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 21, 2013Amendment$15,463,604$863,000vs Oct 22, 201220SEC filing
Oct 22, 2012Amendment$14,600,604$1,067,504vs Aug 19, 201119SEC filing
Aug 19, 2011Amendment$13,533,100$784,995vs Jul 27, 201019SEC filing
Jul 27, 2010Amendment$12,748,105$2,820,001vs Apr 16, 200916SEC filing
Apr 16, 2009Initial$9,928,104No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-108837

Source: Form D, filed Oct 21, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PWG PRIME, LTD.

Investment adviser: PRIVATE WEALTH GROUP, LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Oct 5, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 950046 · Oct 5, 2015 · Schedule D 7.B.(1), fund 805-5914891181

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ronan Guilfoyle Director
Roger H. Hanson Director
N/A Private Wealth Group, Llc Promoter
Stephen F. Segundo Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Appleby Trust (Cayman) Limited Clifton House,75 Fort St, Po Box 1350
Grand Cayman, E9, KY1-1104