Form D · Other Investment Fund
PUTNAM TOTAL RETURN FUND LTD
Boston, MA · CIK 0001438875
Offering snapshot reported Jun 11, 2010 · SEC filing
- Reported sold
- $10.9M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 6, 2008 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 11, 2010 | Initial | $10,887,035 | No comparison | 1 | SEC filing |
| Jun 19, 2009 | Initial | $9,207,000 | No comparison | 1 | SEC filing |
| Jun 27, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-143332
As of May 28, 2010.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | Putnam Retail Management Limited Partnership · CRD 3725 |
Source: Form D, filed Jun 11, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey L. Knight | Director |
| Catherine A. Saunders | Director |
| Na The Putnam Advisory Company, Llc | Director, Promoter |
| N/A The Putnam Advisory Company, Llc | Promoter |
| Christopher C. Thompson | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O The Putnam Advisory Co One Post Office Square
Boston, MA, 02109
Boston, MA, 02109