Form D · Other
PUMA EXPLORATION INC
Quebec, A8 · CIK 0001423378
Offering snapshot reported Oct 12, 2021 · SEC filing
- Reported sold
- $750K Offering amount: $750K
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 19, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 12, 2021 | Initial | $750,469 | No comparison | 3 | SEC filing |
| Jan 11, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 7, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $60K
- Form D file number
- 021-416626
U.S. dollar amounts are based on the Bank of Canada average rate of exchange reported on August 19, 2021, which was CAD$1.2593 = USD$1.00. Includes compensation options to purchase 240,000 common shares at CAD$0.50 per share until August 19, 2023.
Each unit is comprised of one (1) common shares and one (1) warrant entitling to purchase one (1) common share at CAD$0.50 until August 19, 2023
CDN dealer;Rule 15a-6(a)(3)(iii);Offering involves Rule 15a-6 chaperoning arrangement. U.S. dollar amounts are based on the Bank of Canada average rate of exchange rate.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Glores Security Inc. | None | Marco Polo Securities Inc. · CRD 46561 |
Source: Form D, filed Oct 12, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ginette Brisson | Executive |
| Michel Fontaine | Director |
| Rejean Gosselin | Director |
| Marcel Robillard | Director, Executive |
| Richard Thibault | Director |
Issuer details
Industry: Other (See others in industry)
Address:
175 Rue Legare Rimouski
Quebec, A8, G5L 3B9
Quebec, A8, G5L 3B9