Form D · Other Investment Fund

Pulse Auspice Energy Fund Onshore, LP

New York, NY · CIK 0001544877

Offering snapshot reported Jan 28, 2013 · SEC filing

Reported sold
$3M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Feb 28, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.5M$3MMar 16, 2012: $3,000,000.00Mar 16, 2012Jan 28, 2013: $3,000,000.00Jan 28, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 28, 2013Amendment$3,000,000$0vs Mar 16, 20121SEC filing
Mar 16, 2012Initial$3,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-175059

Source: Form D, filed Jan 28, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PULSE AUSPICE ENERGY FUND ONSHORE, LP

Investment adviser: PULSE CAPITAL PARTNERS MANAGEMENT, LLC

Gross asset value
$1.38M
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on Mar 27, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPHAMETRIX360, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY ROSELAND, New Jersey, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Marketer GROTON SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BARCLAYS CAPITAL INC.
SEC 8-41342

GROTON SECURITIES LLC
CRD 126600 · SEC 8-65896

Filing source

Form ADV 713070 · Mar 27, 2013 · Schedule D 7.B.(1), fund 805-7887885770

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ibrahim Gharghour Executive
Gary S. Long Executive
Thomas Middelhoff Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Pulse Capital Partners, Llc 640 Fifth Avenue, 17 Th Floor
New York, NY, 10019