Form D · Other
Pulmonx Corp
Redwood City, CA · CIK 0001127537
Offering snapshot reported Apr 29, 2019 · SEC filing
- Reported sold
- $65.1M Offering amount: $65.1M
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 16, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 29, 2019 | Initial | $65,131,941 | No comparison | 18 | SEC filing |
| Apr 3, 2017 | Initial | $49,999,999 | No comparison | 1 | SEC filing |
| Apr 1, 2014 | Initial | $9,999,998 | No comparison | 17 | SEC filing |
| Feb 7, 2012 | Initial | $9,999,528 | No comparison | 13 | SEC filing |
| Apr 30, 2010 | Amendment | $33,586,883 | $2,000,000vs Feb 22, 2010 | 18 | SEC filing |
| Feb 22, 2010 | Initial | $31,586,883 | No comparison | 16 | SEC filing |
| Jan 14, 2010 | Amendment | $11,532,837 | $2,900,000vs Sep 8, 2009 | 11 | SEC filing |
| Sep 8, 2009 | Amendment | $8,632,837 | $1,622,000vs May 20, 2009 | 10 | SEC filing |
| May 20, 2009 | Amendment | $7,010,837 | No comparison | Not reported | SEC filing |
| Apr 6, 2009 | Amendment | $5,002,837 | No comparison | Not reported | SEC filing |
| Apr 6, 2009 | Initial | $2,856,758 | No comparison | Not reported | SEC filing |
| Jul 28, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 28, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 5, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 20, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-338309
Series G-1 Preferred Stock; Common Stock issuable upon converison
Source: Form D, filed Apr 29, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Baker | Executive |
| Niyazi Beyhan | Executive |
| Annette Campbell White | Director |
| Charles Chon | Director |
| Lauren Cristina | Executive |
| Rich Ferrari | Director |
| Glendon E. French | Director, Executive |
| Staffan Lindstrand | Director |
| Michael Matly | Director |
| Dana Mead | Director |
| Dana G. Mead, Jr | Director |
| Howard Palefsky | Director |
| Rodney Perkins, M.D. | Director |
| Steve Salmon | Director |
| Stephen Salmon | Director |
| Martin Schneider | Executive |
| Oern Stuge | Director |
Issuer details
Industry: Other (See others in industry)
Address:
700 Chesapeake Drive
Redwood City, CA, 94063
Redwood City, CA, 94063