Form D · Other Banking and Financial Services
PT Financial LLC
Chicago, IL · CIK 0001387280
Offering snapshot reported Jul 3, 2013 · SEC filing
- Reported sold
- $8.44M Offering amount: $8.44M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $188K Reported outside-investor minimum
- First sale
- Jun 21, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 3, 2013 | Initial | $8,437,500 | No comparison | 15 | SEC filing |
| Dec 15, 2011 | Initial | $13,688,889 | No comparison | 18 | SEC filing |
| Jan 17, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-199021
Offers made by Related Persons to employees and no commissions or fees charged or paid.
Source: Form D, filed Jul 3, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard Scott Berg | Director, Executive |
| Jason Alan Elder | Director |
| James Lorentsen | Executive |
| James Howard Matson | Executive |
| Philip Mark Nussbaum | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
500 West Madison Street Ste 450
Chicago, IL, 60661
Chicago, IL, 60661