Form D · Other Banking and Financial Services
PSM HOLDINGS INC
Edmond, OK · CIK 0001362180
Offering snapshot reported Feb 25, 2016 · SEC filing
- Reported sold
- $350K Offering amount: $1.18M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 17, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 25, 2016 | Initial | $350,000 | No comparison | 1 | SEC filing |
| Feb 9, 2016 | Initial | $250,000 | No comparison | 2 | SEC filing |
| Feb 4, 2016 | Initial | $250,000 | No comparison | 1 | SEC filing |
| Apr 9, 2014 | Initial | $3,200,000 | No comparison | 4 | SEC filing |
| Feb 28, 2014 | Initial | $385,000 | No comparison | 4 | SEC filing |
| Feb 7, 2013 | Initial | $5,700,000 | No comparison | 2 | SEC filing |
| May 21, 2012 | Initial | $682,500 | No comparison | 3 | SEC filing |
| May 18, 2012 | Amendment | $807,852 | $87,852vs Jul 11, 2011 | 2 | SEC filing |
| Nov 2, 2011 | Initial | $681,428 | No comparison | 1 | SEC filing |
| Aug 15, 2011 | Initial | $1,722,578 | No comparison | 15 | SEC filing |
| Jul 18, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jul 11, 2011 | Initial | $225,000 | No comparison | 1 | SEC filing |
| Jul 11, 2011 | Initial | $720,000 | No comparison | 2 | SEC filing |
| Apr 6, 2011 | Initial | $500,000 | No comparison | 2 | SEC filing |
| Mar 23, 2011 | Initial | $1,675,001 | No comparison | 1 | SEC filing |
| Mar 1, 2011 | Initial | $525,000 | No comparison | 1 | SEC filing |
| Jun 29, 2010 | Initial | $12,000 | No comparison | 1 | SEC filing |
| Mar 5, 2010 | Initial | $202,000 | No comparison | 1 | SEC filing |
| Jan 19, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Oct 2, 2009 | Initial | $60,326 | No comparison | 20 | SEC filing |
| May 14, 2009 | Initial | $300,000 | No comparison | Not reported | SEC filing |
| May 25, 2006 | Paper | Not reported | No comparison | Not reported | |
| Apr 27, 2006 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b, 4a5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-258119
Series E Preferred & Broker Warrants
8% of the common stock into which the Series E Shares sold in this offering may be converted at the closing date of this offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Wilmington Capital Securities, Inc. | 133839 |
Source: Form D, filed Feb 25, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Deborah Erickson | Director |
| Kevin Gadawski | Director, Executive |
| Kurt Gass | Director |
| Ron Hanna | Director, Executive |
| Edward Kenmure | Director |
| Edward Kenmure Iii | Director |
| Edward Kenmure, Iii | Director |
| James E. Kunko | Director |
| Jim Kunko | Executive |
| Matt Lamoreux | Director |
| Greg Mahaney | Director |
| Michael Margolies | Director |
| James Miller | Director |
| Jim M Iller | Director |
| James Pulispher | Director |
| Jeff R. Smith | Director, Executive |
| Douglas Smith | Director |
| Jeffey R. Smith | Director, Executive |
| Jeffrey R. Smith | Director, Executive |
| Randy Stevens | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
1109 North Bryant Avenue Suite 110
Edmond, OK, 73034-3251
Edmond, OK, 73034-3251