Form D · Hedge Fund

PSG Opportunity Fund LLC

White Plains, NY · CIK 0001406174

Offering snapshot reported Apr 10, 2014 · SEC filing

Reported sold
$0
Indefinite offering
Investors reported
32
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 2, 2007
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 10, 2014Initial$0No comparison32SEC filing
Mar 27, 2012Amendment$0No comparison32SEC filing
Jul 5, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-215257

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Portfolio Strategy Group LLC166593

Source: Form D, filed Apr 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PSG OPPORTUNITY FUND

Investment adviser: THE PORTFOLIO STRATEGY GROUP, INC.

Gross asset value
$5.5M
Beneficial owners
1
ADV minimum commitment
$250K

Reported in Form ADV on Jul 30, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ANCHIN BLOCK NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator ANCHIN LLP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS COMPANY, P.C. ROSELAND, New Jersey, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Filing source

Form ADV 661164 · Jul 30, 2012 · Schedule D 7.B.(1), fund 805-2096376167

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lawrence Bartimer Director
Edward Scharf Director
Llc The Psg Opportunity Fund Promoter
Richard Yoken Executive
Peter Yorkes Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
81 Main Street
White Plains, NY, 10601