Form D · Other Investment Fund

Prusik Asia Emerging Opportunities Fund plc

Dublin, L2 · CIK 0001519381

Offering snapshot reported Aug 5, 2022 · SEC filing

Reported sold: $0
Investors reported: 0
Minimum accepted: $0
First sale: May 7, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 5, 2022	Amendment	$0	$0vs Aug 6, 2021	0	SEC filing
Aug 6, 2021	Amendment	$0	No comparison	Not reported	SEC filing
Aug 7, 2020	Amendment	$543,790	-$194,553vs Aug 8, 2019	2	SEC filing
Aug 8, 2019	Amendment	$738,343	$0vs Jun 14, 2019	2	SEC filing
Jun 14, 2019	Amendment	$738,343	-$142,999vs Jun 15, 2018	2	SEC filing
Jun 15, 2018	Amendment	$881,342	$158,684vs Jun 15, 2017	3	SEC filing
Jun 15, 2017	Amendment	$722,658	$131,845vs Jun 15, 2016	2	SEC filing
Jun 15, 2016	Amendment	$590,813	-$296,180vs Jun 15, 2015	2	SEC filing
Jun 15, 2015	Amendment	$886,993	-$4,383,057vs Jun 13, 2014	2	SEC filing
Jun 13, 2014	Amendment	$5,270,050	-$388,977vs Jun 13, 2013	2	SEC filing
Jun 13, 2013	Amendment	$5,659,027	$3,801,106vs Jun 13, 2012	2	SEC filing
Jun 13, 2012	Amendment	$1,857,921	$1,275,957vs Jun 13, 2011	2	SEC filing
Jun 13, 2011	Initial	$581,964	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-161160

Source: Form D, filed Aug 5, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRUSIK ASIA EMERGING OPPORTUNITIES FUND PLC

Investment adviser: PRUSIK INVESTMENT MANAGEMENT LLP

Gross asset value: $43.2M
Beneficial owners: 27
ADV minimum commitment: $10K

Reported in Form ADV on Jun 6, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BROWN BROTHERS HARRIMAN FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG DUBLIN, Ireland

Custodian BROWN BROTHERS HARRIMAN TRUSTEE SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1764180 · Jun 6, 2023 · Schedule D 7.B.(1), fund 805-2620944920

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Hammond	Director
Richard Hays	Director
Heather Manners	Director
Anthony Morris	Director
Thomas Naughton	Director
Prusik Investment Management Llp	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

33 ?Sir John Rogerson's Quay
Dublin, L2, 2