Form D · Private Equity Fund
Providence VII Private Investors, LLC
New York, NY · CIK 0001528146
Offering snapshot reported Aug 18, 2011 · SEC filing
- Reported sold
- $147M Indefinite offering
- Investors reported
- 181 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Aug 9, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 18, 2011 | Initial | $147,401,000 | No comparison | 181 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-164676
Investors buying interests (other than investors for whom the Administrator exercises investment discretion) may pay a one-time upfront fee of up to 2%. This fee is not an issuer expense, so it is not reflected as a sales commission or finder's fee.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J.P. Morgan Securities LLC | 079 |
Source: Form D, filed Aug 18, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Margaret Conklin | Director |
| David Frame | Director |
| Jon Herrick | Director |
| Glenn Hill | Director |
| J.P. Morgan Private Investments Inc. | Executive, Promoter |
| David Lloyd | Director |
| Thomas Mc Graw | Director |
| Richard Ruffer | Director |
| Shideh Theunissen | Director |
| David Wezdenko | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O J.P. Morgan Private Investments Inc. 270 Park Avenue
New York, NY, 10017
New York, NY, 10017