Form D · Hedge Fund

Providence Public Offshore Ltd.

Providence, RI · CIK 0001781081

Offering snapshot reported Dec 9, 2022 · SEC filing

Reported sold
$42.8M
Indefinite offering
Investors reported
22
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$21.4M$42.8MJun 28, 2019Jun 26, 2020: $1,828,474.00Oct 23, 2020: $2,648,474.00Dec 11, 2020: $3,373,454.00Dec 13, 2021: $35,365,089.00Dec 13, 2021: $35,365,089.00Dec 9, 2022: $42,825,089.00Dec 9, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$35,365,089 → $42,825,089
  • Reported investors16 → 22

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 9, 2022Amendment$42,825,089$7,460,000vs Dec 13, 202122SEC filing
Dec 13, 2021Amendment$35,365,089$31,991,635vs Dec 11, 202016SEC filing
Dec 13, 2021Amendment$35,365,089$31,991,635vs Dec 11, 202016SEC filing
Dec 11, 2020Amendment$3,373,454$724,980vs Oct 23, 202011SEC filing
Oct 23, 2020Amendment$2,648,474$820,000vs Jun 26, 20208SEC filing
Jun 26, 2020Amendment$1,828,474No comparison5SEC filing
Jun 28, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$10M (estimated)
Finders' fees
$0
Form D file number
021-343120
Estimate includes fees that may be paid over the entire offering period in respect of the Issuer and Providence Public L.P.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
STIFEL, NICOLAUS & COMPANY, INCORPORATED793STIFEL, NICOLAUS & COMPANY, INCORPORATED · CRD 793

Source: Form D, filed Dec 9, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Ackerley Director
Sarah N. Conde Executive
Patrick Dunn Executive
Aaron Fine Director
Scott P. Lennon Director
Marc Puglia Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
50 Kennedy Plaza, 18 Th Floor
Providence, RI, 02903