Form D · Hedge Fund

Providence MBS Fund, LP

Providence, RI · CIK 0001291322

Offering snapshot reported Feb 22, 2017 · SEC filing

Reported sold
$1.08B
Indefinite offering
Investors reported
163
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$538M$1.08BFeb 23, 2010: $140,500,000.00Feb 23, 2010Feb 23, 2011: $256,400,000.00Feb 23, 2012: $525,882,000.00Feb 22, 2013: $740,277,000.00Feb 21, 2014: $817,058,000.00Feb 20, 2015: $847,668,000.00Feb 22, 2016: $947,168,000.00Feb 22, 2017: $1,075,708,000.00Feb 22, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$947,168,000 → $1,075,708,000
  • Reported investors153 → 163

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 22, 2017Amendment$1,075,708,000$128,540,000vs Feb 22, 2016163SEC filing
Feb 22, 2016Amendment$947,168,000$99,500,000vs Feb 20, 2015153SEC filing
Feb 20, 2015Amendment$847,668,000$30,610,000vs Feb 21, 2014153SEC filing
Feb 21, 2014Amendment$817,058,000$76,781,000vs Feb 22, 2013144SEC filing
Feb 22, 2013Amendment$740,277,000$214,395,000vs Feb 23, 2012141SEC filing
Feb 23, 2012Amendment$525,882,000$269,482,000vs Feb 23, 2011115SEC filing
Feb 23, 2011Amendment$256,400,000$115,900,000vs Feb 23, 201061SEC filing
Feb 23, 2010Amendment$140,500,000No comparison41SEC filing
Mar 20, 2009Amendment$130,500,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0 (estimated)
Form D file number
021-65707
Finders receive a share of General Partner's management and incentive fees.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Vantage Securities Inc.112386
Laureate Wealth Management, LLC150751
Direct Access Partners, LLC120950
First Liberties Securities, Inc.14432
LJS Capital, LLC148869

Source: Form D, filed Feb 22, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Russell Joseph Jeffrey Executive
Michael Foster Owens Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
500 Exchange Street Suite 1200
Providence, RI, 02903