Form D · Private Equity Fund
Providence IX Private Investors, LLC
New York, NY · CIK 0001973267
Offering snapshot reported Oct 11, 2023 · SEC filing
- Reported sold
- $80M Indefinite offering
- Investors reported
- 107 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- May 5, 2023 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$57,500,000 → $79,950,000
- Reported investors77 → 107
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 11, 2023 | Amendment | $79,950,000 | $22,450,000vs May 15, 2023 | 107 | SEC filing |
| May 15, 2023 | Initial | $57,500,000 | No comparison | 77 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.09M
- Finders' fees
- $0
- Form D file number
- 021-481662
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J.P. Morgan Securities LLC | 79 | J.P. Morgan Securities LLC · CRD 79 |
Source: Form D, filed Oct 11, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Kattan | Director |
| Kevin Phillip | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017