Form D · Other Technology

Proto Holdings, Inc.

Los Angeles, CA · CIK 0001741025

Offering snapshot reported Feb 6, 2020 · SEC filing

Reported sold
$7.26M
Offering amount: $8M
Investors reported
159
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 8, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.63M$7.26MMay 23, 2018: $1,400,000.00May 23, 2018Feb 6, 2020: $7,257,000.00Feb 6, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,400,000 → $7,257,000
  • Reported investors1 → 159

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 6, 2020Amendment$7,257,000$5,857,000vs May 23, 2018159SEC filing
May 23, 2018Initial$1,400,000No comparison1SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$47.2K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-313071

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
SI Securities, LLC170937

Source: Form D, filed Feb 6, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ameet Amin Director, Executive, Promoter
Kenneth S August Executive
Elizabeth Braman Director, Promoter
Farhad Vafaee Director, Executive
Frank Vafaee Director, Executive, Promoter

Issuer details

Industry: Other Technology (See others in industry)

Address:
917 W. 17 Th Street
Los Angeles, CA, 90015