Form D · Hedge Fund

Proteus Capital, L.P.

Redwood City, CA · CIK 0001425631

Offering snapshot reported Aug 14, 2018 · SEC filing

Reported sold
$51.3M
Indefinite offering
Investors reported
52
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$26.5M$53MJan 26, 2009Mar 18, 2010: $43,746,783.00Mar 18, 2011: $49,800,000.00Jul 12, 2012: $53,000,000.00Sep 25, 2013: $53,000,000.00Oct 2, 2014: $50,000,000.00Dec 21, 2015: $51,000,000.00Dec 15, 2016: $51,250,000.00Jun 20, 2017: $51,250,000.00Aug 14, 2018: $51,250,000.00Aug 14, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 14, 2018Amendment$51,250,000$0vs Jun 20, 201752SEC filing
Jun 20, 2017Amendment$51,250,000$0vs Dec 15, 201652SEC filing
Dec 15, 2016Amendment$51,250,000$250,000vs Dec 21, 201552SEC filing
Dec 21, 2015Amendment$51,000,000$1,000,000vs Oct 2, 201451SEC filing
Oct 2, 2014Amendment$50,000,000-$3,000,000vs Sep 25, 201351SEC filing
Sep 25, 2013Amendment$53,000,000$0vs Jul 12, 201248SEC filing
Jul 12, 2012Amendment$53,000,000$3,200,000vs Mar 18, 201148SEC filing
Mar 18, 2011Amendment$49,800,000$6,053,217vs Mar 18, 201047SEC filing
Mar 18, 2010Amendment$43,746,783No comparison47SEC filing
Jan 26, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-126796

Source: Form D, filed Aug 14, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PROTEUS CAPITAL, L.P.

Investment adviser: PROTEUS CAPITAL MANAGEMENT, LLC

Gross asset value
$25M
Beneficial owners
19
ADV minimum commitment
$1M

Reported in Form ADV on Mar 19, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CUSTOM HOUSE GROUP CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNER AMPER LLP SAN FRANCISCO, California, United States
Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNER AMPER LLP
PCAOB 274

BTIG, LLC
SEC 8-65473

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1390459 · Mar 19, 2020 · Schedule D 7.B.(1), fund 805-4311842741

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Pamela K. Hagenah Executive
Glen T. Kacher Executive
Charles A. Morris Executive
Christopher M. Nawn Executive
John A. Powell Executive
Brian D. Stansky Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
411 Wembley Court
Redwood City, CA, 94061