Form D · Other Investment Fund

Protege Tactical U.S. Fund, LP

New York, NY · CIK 0001520044

Offering snapshot reported May 16, 2012 · SEC filing

Reported sold
$11.2M
Indefinite offering
Investors reported
14
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
May 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.61M$11.2MMay 16, 2011: $10,900,000.00May 16, 2011May 16, 2012: $11,210,000.00May 16, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,900,000 → $11,210,000
  • Reported investors8 → 14

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 16, 2012Amendment$11,210,000$310,000vs May 16, 201114SEC filing
May 16, 2011Initial$10,900,000No comparison8SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-159895

Source: Form D, filed May 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PROTEGE TACTICAL U.S. FUND, LP

Investment adviser: PROTEGE PARTNERS, LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$5M

Reported in Form ADV on Nov 17, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NEW YORK, New York, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY CAPITAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

Filing source

Form ADV 1151700 · Nov 17, 2017 · Schedule D 7.B.(1), fund 805-6941620080

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Protege Partners Gp Iii U.S., Llc Executive
Protege Partners Iii, Llc Promoter
Jeffrey Tarrant Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Protege Partners, Llc 25 West 53 Rd Street, 15 Th Floor
New York, NY, 10019