Form D · Other Investment Fund
Protective COLI PPVUL
Birmingham, AL · CIK 0001836983
Offering snapshot reported Oct 26, 2026 · SEC filing
- Reported sold
- $3.15B Indefinite offering
- Investors reported
- 92 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 1, 2021 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$2,068,313,138 → $3,146,552,137
- Reported investors83 → 92
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 26, 2026 | Amendment | $3,146,552,137 | $1,078,238,999vs Oct 27, 2025 | 92 | SEC filing |
| Oct 27, 2025 | Amendment | $2,068,313,138 | $227,454,041vs Oct 28, 2024 | 83 | SEC filing |
| Oct 28, 2024 | Amendment | $1,840,859,097 | $727,799,182vs Oct 30, 2023 | 76 | SEC filing |
| Oct 30, 2023 | Amendment | $1,113,059,915 | $111,967,972vs Nov 3, 2022 | 64 | SEC filing |
| Nov 3, 2022 | Amendment | $1,001,091,943 | $537,774,410vs Dec 15, 2021 | 44 | SEC filing |
| Dec 15, 2021 | Initial | $463,317,533 | No comparison | 17 | SEC filing |
| Dec 17, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-425035
Variable life insurance contract
Sales comp paid by Ins. Co. out of its own resources. The Company periodically deducts ins. & other contract charges from amounts allocated to the separate account issuer in accordance with the terms of the applicable variable life ins contract.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Todd Mezrah | 2313891 | Lion Street Financial · CRD 165828 |
| Sean Devlin | 2782108 | Newport Group Securities · CRD 29722 |
| Peter Gilman | 1555509 | Newport Group Securities · CRD 29722 |
| Earl Schwabe | 2722383 | Newport Group Securities · CRD 29722 |
| Shawn Hintz | 2626246 | UBS Financial Services · CRD 8174 |
| Trent Sanden | 2877664 | UBS Financial Services · CRD 8174 |
| Jimmy Edward | 4342552 | M Holdings Securities · CRD 43285 |
| William Schertz | 1923047 | M Holdings Securities · CRD 43285 |
| David Hauptman | 2749100 | M Holdings Securities · CRD 43285 |
| Scott Cohen | 2400506 | Kestra · CRD 42046 |
| Kevin P. Kelly | 1018494 | UBS · CRD 8174 |
| Sara Roth | 3094272 | UBS · CRD 8174 |
| Ned Lubell | 2449026 | UBS · CRD 8174 |
| John Fulton | 2481439 | UBS · CRD 8174 |
| Suzette Clark | 3153620 | Lockton · CRD 137476 |
| George Blaha | 1611833 | Northwestern Mutual · CRD 2881 |
| Gavin Blaha | 6305001 | Northwestern Mutual · CRD 2881 |
| Garrett Blaha | 6193865 | Northwestern Mutual · CRD 2881 |
| Ed Kilpatrick | 4384557 | Northwestern Mutual · CRD 2881 |
| Jaclyn Guthmiller | 4857939 | Northwestern Mutual · CRD 2881 |
| Brian Donofry | 2820997 | Kestra · CRD 42046 |
| Scott McGee | 4768668 | Newport Group Securities · CRD 29722 |
| Troy DeBord | 4586464 | UBS Financial Services · CRD 8174 |
| Curt Burris | 2751954 | Newport Group Securities · CRD 2972 |
| Larry Deatherage | 2205503 | Triad Advisors · CRD 25803 |
| Phillip Currie | 1942837 | Valmark Securities · CRD 31243 |
| Thomas Cook | 5577551 | Capacuity Securities · CRD 15384 |
| Jeffrey Gratton | 3193174 | Cetera · CRD 13572 |
| Andrew Arigo | 2949837 | Newport · CRD 29722 |
| Bryant Kirk | 1049653 | Capacuity · CRD 15384 |
| Jason Chepenik | 2559515 | Triad · CRD 25803 |
| Brady Dall | 5582011 | Triad · CRD 25803 |
| Stephen Karam | 2204088 | LPL · CRD 6413 |
| David Hinderstein | 1543886 | Triad · CRD 25803 |
| Ian Franke | 5036953 | FAS Corp · CRD 43536 |
| John Pontius | 7255881 | Northwestern Mutual · CRD 2881 |
| Jon Strickland | 4517966 | CapFinancial · CRD 126291 |
| Gordon Chisholm | 2938261 | Valmark · CRD 31243 |
| Kenneth DePaola | 6312756 | Valmark · CRD 31243 |
| Jeffrey Cullen | 4408760 | LPL · CRD 6413 |
| Shawn Besser | 5907215 | M Holdings Securities · CRD 43285 |
| Sam Sheth | 2511571 | FAS Corp · CRD 43536 |
| Rick Callister | 3185802 | FAS Corp · CRD 43536 |
| Jonathan Resin | 2308703 | RBC Wealth Mgmt · CRD 31194 |
| Phillip Hammitt | 2409244 | RBC Wealth Mgmt · CRD 31194 |
| Bruce Brownell | 1779959 | Lion Street · CRD 165828 |
| Kevin E. Kelly | 4585056 | Newport Group Securities · CRD 29722 |
| Edward Lubell | 2449026 | UBS · CRD 8174 |
| Brian Wiese | 4592406 | Wells Fargo · CRD 19616 |
| Mike Stevens | 4946009 | Newport Group Securities · CRD 29722 |
| Angela Patterson | 2474628 | First Palladium · CRD 289822 |
| William Chatfield | 1053051 | J Alden · CRD 40002 |
| Brian Sheldon | 4709079 | J Alden · CRD 40002 |
| Dan Barbaree | 5610612 | J Alden · CRD 40002 |
| Vince Jenkins | 5124874 | Executive Services Securities · CRD 25299 |
| Jeremy W. Yanasak | 3186728 | UBS Financial Services · CRD 8174 |
| Howard E. Sharfman | 1753378 | Kestra Investment Services, LLC · CRD 42046 |
| Daniel J. Wagner | 2653222 | M Holdings Securities · CRD 43285 |
| Daniel B. Barry | 2734252 | Kestra Investment Services, LLC · CRD 42046 |
| Kristin L. Barens | 1859496 | M Holdings Securities · CRD 43285 |
| Richard D. Mack | 1476655 | The Leaders Group, Inc. · CRD 37157 |
| Jacob Bosacki | 6033634 | Lion Street Financial, LLC · CRD 165828 |
| Ari D. Fischman | 4571478 | Lion Street Financial, LLC · CRD 165828 |
| James S. Bosley | 4498362 | M Holdings Securities, Inc. · CRD 43285 |
| Erik K. Tappin | 2752579 | Morgan Stanley · CRD 149777 |
| LeeAnn M. Swider | 2839832 | M Holdings Securities, Inc. · CRD 43285 |
| Eric P. Rader | 1035982 | LionStreet · CRD 165828 |
| Justin Gladieux | 5573418 | LionStreet · CRD 165828 |
| Michael R. Ori | 5598221 | LionStreet · CRD 165828 |
| Maureen E. Pontius | 6726393 | Northwestern Mutual Investment · CRD 2881 |
| Noel C. Culberson | 2664860 | Ascensus Broker Dealer · CRD 36478 |
| Kristy T. Tochihara | 1653106 | Wells Fargo Advisors · CRD 11025 |
| Lucia Rita Fiumara | 2844301 | UBS Financial Services, Inc. · CRD 8174 |
| David E. Creasey | 2569014 | UBS Financial Services, Inc. · CRD 8174 |
| Whitney Randolph | 5032676 | UBS Financial Services, Inc. · CRD 8174 |
| Michael D. Shannon | 1314743 | Ascensus Broker Dealer Services, LLC · CRD 36478 |
| Christopher H. Nyland | 1613008 | Valmark securities inc · CRD 31243 |
| Stephen D. Mann | 2952211 | Osaic Wealth Inc · CRD 23131 |
| Ryan J. Hemker | 4365891 | M Holdings Securities Inc · CRD 43285 |
| Samuel H. Robert | 4845714 | Valmark Securities Inc. · CRD 31243 |
| Scott J. Seibel | 4047361 | CapAcuity Securities Inc · CRD 15384 |
| Kenneth J. Rinehart | 1615453 | UBS Financial Services, Inc · CRD 8174 |
| Alexander K. Rinehart | 6826541 | UBS Financial Services, Inc · CRD 8174 |
| Mark E. Ledonne | 4971022 | UBS Financial Services, Inc · CRD 8174 |
Source: Form D, filed Oct 26, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Insurance Company Protective Life | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
2801 Highway 280 South
Birmingham, AL, 35223
Birmingham, AL, 35223