Form D · Hedge Fund

Protea Fund, LP

redacted, NY · CIK 0001540143

Offering snapshot reported Mar 22, 2012 · SEC filing

Reported sold
$55M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Sep 1, 2009
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 22, 2012Initial$55,000,000No comparison10SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-175393

Source: Form D, filed Mar 22, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PROTEA FUND, L.P.

Investment adviser: PROTEA SYSTEMS, LLC

Gross asset value
$40M
Beneficial owners
8
ADV minimum commitment
$1M

Reported in Form ADV on Jul 29, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Filing source

Form ADV 749279 · Jul 29, 2013 · Schedule D 7.B.(1), fund 805-9108935139

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
redacted redacted Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
redacted
redacted, NY, redacted