Form D · Hedge Fund

PROSPER ASSOCIATES LLC

Birmingham, MI · CIK 0001226451

Offering snapshot reported Jan 22, 2015 · SEC filing

Reported sold
$9.58M
Indefinite offering
Investors reported
23
Form D · investor count
Minimum accepted
$150K
Reported outside-investor minimum
First sale
Jun 1, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.3M$26.6MDec 9, 2011: $26,609,000.00Dec 9, 2011Feb 7, 2012: $26,609,000.00Feb 13, 2012: $26,609,000.00Feb 8, 2013: $10,360,399.00Feb 8, 2013Feb 10, 2014: $11,727,642.00Feb 10, 2014Jan 22, 2015: $9,582,428.00Jan 22, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$11,727,642 → $9,582,428

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 22, 2015Amendment$9,582,428-$2,145,214vs Feb 10, 201423SEC filing
Feb 10, 2014Amendment$11,727,642$1,367,243vs Feb 8, 201323SEC filing
Feb 8, 2013Amendment$10,360,399-$16,248,601vs Feb 13, 201223SEC filing
Feb 13, 2012Amendment$26,609,000$0vs Feb 7, 201251SEC filing
Feb 7, 2012Amendment$26,609,000$0vs Dec 9, 201151SEC filing
Dec 9, 2011Amendment$26,609,000No comparison51SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-54300
Total assets as of December 31, 2014

Source: Form D, filed Jan 22, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PROSPER ASSOCIATES

Investment adviser: SEIZERT CAPITAL PARTNERS, LLC

Gross asset value
$268K
Beneficial owners
16
ADV minimum commitment
$150K

Reported in Form ADV on Apr 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING INC. OAK BROOK, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor UHY LLP FARMINGTON HILLS, Michigan, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. SAN FRANCISCO, California, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1014615 · Apr 28, 2016 · Schedule D 7.B.(1), fund 805-6116702372

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Edward O Eberle Executive, Promoter
Gerald L Seizert Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
185 Oakland Avenue Suite 100
Birmingham, MI, 48009