Form D · Hedge Fund

PROSPECTOR PARTNERS SMALL CAP FUND, L.P.

Guilford, CT · CIK 0001222841

Offering snapshot reported Apr 11, 2025 · SEC filing

Reported sold
$25.8M
Indefinite offering
Investors reported
45
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 14, 1998
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.2M$26.5MMar 16, 2009: $26,246,152.00Mar 16, 2009Mar 16, 2010: $26,246,152.00Mar 15, 2011: $26,376,324.00Mar 21, 2012: $26,376,324.00Mar 21, 2013: $26,451,324.00Mar 21, 2014: $25,533,824.00Mar 20, 2015: $25,533,824.00Mar 21, 2016: $25,533,824.00Apr 19, 2016: $25,533,824.00Apr 19, 2017: $25,783,824.00Apr 19, 2018: $25,783,824.00Apr 19, 2019: $25,783,824.00Apr 17, 2020: $25,783,824.00Apr 16, 2021: $25,783,824.00Apr 15, 2022: $25,783,824.00Apr 14, 2023: $25,783,824.00Apr 12, 2024: $25,783,824.00Apr 11, 2025: $25,783,824.00Apr 11, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 11, 2025Amendment$25,783,824$0vs Apr 12, 202445SEC filing
Apr 12, 2024Amendment$25,783,824$0vs Apr 14, 202345SEC filing
Apr 14, 2023Amendment$25,783,824$0vs Apr 15, 202245SEC filing
Apr 15, 2022Amendment$25,783,824$0vs Apr 16, 202145SEC filing
Apr 16, 2021Amendment$25,783,824$0vs Apr 17, 202045SEC filing
Apr 17, 2020Amendment$25,783,824$0vs Apr 19, 201945SEC filing
Apr 19, 2019Amendment$25,783,824$0vs Apr 19, 201845SEC filing
Apr 19, 2018Amendment$25,783,824$0vs Apr 19, 201745SEC filing
Apr 19, 2017Amendment$25,783,824$250,000vs Apr 19, 201645SEC filing
Apr 19, 2016Amendment$25,533,824$0vs Mar 20, 201545SEC filing
Mar 21, 2016Amendment$25,533,824$0vs Mar 20, 201545SEC filing
Mar 20, 2015Amendment$25,533,824$0vs Mar 21, 201445SEC filing
Mar 21, 2014Amendment$25,533,824-$712,328vs Mar 16, 200945SEC filing
Mar 21, 2013Amendment$26,451,324$205,172vs Mar 16, 200946SEC filing
Mar 21, 2012Amendment$26,376,324$130,172vs Mar 16, 200946SEC filing
Mar 15, 2011Amendment$26,376,324$130,172vs Mar 16, 200946SEC filing
Mar 16, 2010Amendment$26,246,152$0vs Mar 16, 200947SEC filing
Mar 16, 2009Initial$26,246,152No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-53446

Source: Form D, filed Apr 11, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PROSPECTOR PARTNERS SMALL CAP FUND, L.P.

Investment adviser: PROSPECTOR PARTNERS, LLC

Gross asset value
$69.1M
Beneficial owners
20
ADV minimum commitment
$1M

Reported in Form ADV on Jun 18, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG MINNEAPOLIS, Minnesota, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG
PCAOB 42

MORGAN STANLEY & CO. LLC
SEC 8-15869

PERSHING LLC
SEC 8-17574

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1998714 · Jun 18, 2025 · Schedule D 7.B.(1), fund 805-2924865254

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John D. Gillespie Executive
Prospector Associates, L.L.C. Executive
Prospector Partners, L.L.C. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Prospector Associates, L.L.C. 370 Church St
Guilford, CT, 06437