Form D · Private Equity Fund

PROSPECT PARTNERS III, L.P.

Chicago, IL · CIK 0001500203

Offering snapshot reported Aug 30, 2010 · SEC filing

Reported sold: $194M
Investors reported: 29
Minimum accepted: $500K
First sale: Aug 27, 2010

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 30, 2010	Initial	$194,000,000	No comparison	29	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-147094

Source: Form D, filed Aug 30, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PROSPECT PARTNERS III, LP

Investment adviser: PROSPECT PARTNERS ADVISORS LLC

Gross asset value: $800K
Beneficial owners: 31
ADV minimum commitment: $10M

Reported in Form ADV on Jun 3, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian DELAWARE TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 49

Filing source

Form ADV 1656326 · Jun 3, 2022 · Schedule D 7.B.(1), fund 805-2555790510

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
PROSPECT PARTNERS III, L.P. (this fund)	Aug 30, 2010	$194,000,000	29
Prospect Partners V, L.P.	Oct 10, 2024	$225,000,000	46

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Maneesh K. Chawla	Executive
William V. Glastris, Jr.	Executive, Promoter
Louis W. Kenter	Executive, Promoter
Erik E. Maurer	Executive
Richard C. Tuttle	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

200 West Madison Street, Suite 2710
Chicago, IL, 60606