Form D · Other
Prospect Hotel Management, LLC
Santa Barbara, CA · CIK 0001748901
Offering snapshot reported Aug 2, 2018 · SEC filing
- Reported sold
- $4.34M Offering amount: $6.59M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 31, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 2, 2018 | Initial | $4,342,562 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $350K
- Form D file number
- 021-318386
Series B Common and Note Conversion
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| The Alberleen Group | None | Cuttone & Co LLC · CRD 33038 |
Source: Form D, filed Aug 2, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Neil Dipaola | Director, Executive |
| Chris Haydon | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
740 State Street, 3 Rd Floor
Santa Barbara, CA, 93101
Santa Barbara, CA, 93101