Form D · Other Investment Fund
Prospect Floating Rate & Alternative Income Fund, Inc.
New York, NY · CIK 0001521945
Offering snapshot reported Feb 2, 2024 · SEC filing
- Reported sold
- $10M Offering amount: $100M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jan 30, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 2, 2024 | Initial | $10,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-504299
Source: Form D, filed Feb 2, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew Cooper | Director |
| Grier Michael Eliasek | Director, Executive |
| William Gremp | Director |
| Eugene Stark | Director |
| Kristin Van Dask | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
10 East 40 Th Street, 42 Nd Floor
New York, NY, 10016
New York, NY, 10016