Form D · Other Investment Fund
PROSPECT CAPITAL CORP
New York, NY · CIK 0001287032
Offering snapshot reported Aug 16, 2013 · SEC filing
- Reported sold
- $21M Offering amount: $21M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 2, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 16, 2013 | Initial | $21,005,844 | No comparison | 13 | SEC filing |
| Jan 14, 2013 | Initial | $44,649,590 | No comparison | 6 | SEC filing |
| Oct 1, 2009 | Initial | $21,663,999 | No comparison | 15 | SEC filing |
| Aug 28, 2009 | Initial | $29,322,331 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-201467
Source: Form D, filed Aug 16, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Graham D. S. Anderson | Director |
| John F Barry Iii | Director, Executive |
| Andrew C Cooper | Director |
| M. Grier Eliasek | Director, Executive |
| Michael Grier Eliasek | Director, Executive |
| William J Gremp | Director |
| Brian H Oswald | Executive |
| Eugene S Stark | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
10 East 40 Th Street 44 Th Fl
New York, NY, 10016
New York, NY, 10016