Form D · Hedge Fund

Prospect Advisors QP, L.P.

Sausalito, CA · CIK 0001553959

Offering snapshot reported Oct 30, 2026 · SEC filing

Reported sold
$333M
Indefinite offering
Investors reported
131
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 14, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$166M$333MJul 11, 2012: $3,535,957.00Jul 11, 2012Sep 30, 2014: $58,160,000.00Nov 7, 2016: $136,252,551.00Nov 4, 2022: $325,147,739.00Nov 3, 2023: $325,269,297.00Oct 31, 2025: $330,409,418.00Oct 30, 2026: $332,659,418.00Oct 30, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$330,409,418 → $332,659,418
  • Reported investors129 → 131

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 30, 2026Amendment$332,659,418$2,250,000vs Oct 31, 2025131SEC filing
Oct 31, 2025Amendment$330,409,418$5,140,121vs Nov 3, 2023129SEC filing
Nov 1, 2024Initial$329,904,418No comparison128SEC filing
Nov 3, 2023Amendment$325,269,297$121,558vs Nov 4, 2022124SEC filing
Nov 4, 2022Amendment$325,147,739$188,895,188vs Nov 7, 2016123SEC filing
Nov 5, 2021Amendment$307,832,285$18,856,763vs Nov 9, 2020121SEC filing
Nov 9, 2020Amendment$288,975,522$15,850,000vs Nov 7, 2019118SEC filing
Nov 7, 2019Amendment$273,125,522$31,777,381vs Nov 6, 2018113SEC filing
Nov 6, 2018Amendment$241,348,141$15,729,999vs Nov 6, 2017103SEC filing
Nov 6, 2017Initial$225,618,142No comparison93SEC filing
Nov 7, 2016Amendment$136,252,551$78,092,551vs Sep 30, 201457SEC filing
Sep 30, 2014Amendment$58,160,000$54,624,043vs Jul 11, 201226SEC filing
Jul 11, 2012Initial$3,535,957No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-181055

Source: Form D, filed Oct 30, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PROSPECT ADVISORS QP, L.P.

Investment adviser: PROSPECT CAPITAL ADVISORS, LLC

Gross asset value
$217M
Beneficial owners
34
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER LLP
PCAOB 274

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 2058989 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-6749952644

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel Mendoza Executive
(General Partner) Prospect Capital Advisors, Llc Promoter
Prospect Capital Advisors, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
501 Humboldt Avenue, 2 Nd Floor
Sausalito, CA, 94965