Form D · Hedge Fund

Prospect Advisors, L.P.

Sausalito, CA · CIK 0001553961

Offering snapshot reported Oct 30, 2026 · SEC filing

Reported sold: $36.6M
Investors reported: 88
Minimum accepted: $0
First sale: Mar 29, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$36,133,840 → $36,633,840
Reported investors87 → 88

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 30, 2026	Amendment	$36,633,840	$500,000vs Oct 31, 2025	88	SEC filing
Oct 31, 2025	Amendment	$36,133,840	$1,579,353vs Nov 5, 2021	87	SEC filing
Nov 1, 2024	Amendment	$36,133,840	$1,579,353vs Nov 5, 2021	87	SEC filing
Nov 3, 2023	Amendment	$35,992,628	$1,438,141vs Nov 5, 2021	86	SEC filing
Nov 4, 2022	Amendment	$35,992,628	$1,438,141vs Nov 5, 2021	86	SEC filing
Nov 5, 2021	Amendment	$34,554,487	$531,000vs Nov 9, 2020	85	SEC filing
Nov 9, 2020	Amendment	$34,023,487	$2,625,685vs Nov 7, 2019	84	SEC filing
Nov 7, 2019	Amendment	$31,397,802	$3,179,189vs Nov 6, 2018	78	SEC filing
Nov 6, 2018	Amendment	$28,218,613	$895,397vs Nov 6, 2017	75	SEC filing
Nov 6, 2017	Amendment	$27,323,216	$7,220,049vs Nov 7, 2016	74	SEC filing
Nov 7, 2016	Amendment	$20,103,167	$6,282,415vs Sep 30, 2014	53	SEC filing
Sep 30, 2014	Amendment	$13,820,752	$7,908,001vs Jul 11, 2012	39	SEC filing
Jul 11, 2012	Initial	$5,912,751	No comparison	24	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-181057

Source: Form D, filed Oct 30, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PROSPECT ADVISORS, L.P.

Investment adviser: PROSPECT CAPITAL ADVISORS, LLC

Gross asset value: $85.7M
Beneficial owners: 34
ADV minimum commitment: $500K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 2058989 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9307724625

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Daniel Mendoza	Executive
(General Partner) Prospect Capital Advisors, Llc	Promoter
Prospect Capital Advisors, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

501 Humboldt Avenue, 2 Nd Floor
Sausalito, CA, 94965