Form D · Hedge Fund

Prophecy Trading Advisors, LP

New York, NY · CIK 0001530104

Offering snapshot reported Mar 28, 2018 · SEC filing

Reported sold: $182M
Investors reported: 82
Minimum accepted: $100K
First sale: Oct 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$122,117,367 → $182,103,729
Reported investors42 → 82

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 28, 2018	Amendment	$182,103,729	$59,986,362vs Dec 7, 2015	82	SEC filing
Dec 7, 2015	Amendment	$122,117,367	No comparison	42	SEC filing
Sep 16, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $248K (estimated)
Finders' fees: $0
Form D file number: 021-165988

The total amount sold and the number of investors do not take redemptions and/or withdrawals into consideration.

Limited Partnership Interests. The General Partner may accept lesser amounts than the amount disclosed in Item 11.

Sales commissions are paid by the Investment Manager of the Issuer.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
None	None	Selalu Partners, LLC · CRD 114664

Source: Form D, filed Mar 28, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PROPHECY TRADING ADVISORS, LP

Investment adviser: PROPHECY ASSET MANAGEMENT LP

Gross asset value: $78.8M
Beneficial owners: 37
ADV minimum commitment: $250K

Reported in Form ADV on Dec 18, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES LTD HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOTTE TOUCHE NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Marketer RACE ROCK CAPITAL LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOTTE TOUCHE
PCAOB 34

RACE ROCK CAPITAL LLC
CRD 153363 · SEC 8-68528

Filing source

Form ADV 1475712 · Dec 18, 2020 · Schedule D 7.B.(1), fund 805-1434018557

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John Hughes	Executive
N/A Prophecy Asset Management Lp	Promoter
N/A Prophecy Trading Advisors Gp, Llc	Executive, Promoter
Jeffrey Spotts	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Prophecy Trading Advisors Gp, Llc 641 Lexington Avenue, 13 Th Floor
New York, NY, 10022