Form D · Venture Capital Fund

PROOF II CVC C1, LLC

Reston, VA · CIK 0001805357

Offering snapshot reported Mar 3, 2020 · SEC filing

Reported sold
$1.7M
Offering amount: $1.7M
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 19, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 3, 2020Initial$1,699,690No comparison19SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-361816

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
noneNone

Source: Form D, filed Mar 3, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PROOF II CVC C1, LLC

Investment adviser: PROOF MANAGEMENT, LLC

Gross asset value
$4.53M
Beneficial owners
30
ADV minimum commitment
$9.06K

Reported in Form ADV on Mar 29, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA INVESTORS SERVICES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Filing source

Form ADV 1630723 · Mar 29, 2022 · Schedule D 7.B.(1), fund 805-4007594427

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John C Backus Director
John F Burke Director
Thanasis Delistathis Director
Proof Management, Llc Proof Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
11911 Freedom Drive, Suite 1080
Reston, VA, 20190