Form D · Energy Conservation

Progressive Lighting & Energy Solutions, Inc.

Tustin, CA · CIK 0001465451

Offering snapshot reported Apr 27, 2012 · SEC filing

Reported sold
$202K
Offering amount: $202K
Investors reported
1
Form D · investor count
Minimum accepted
$200K
Reported outside-investor minimum
First sale
Apr 5, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 27, 2012Initial$201,750No comparison1SEC filing
Jan 18, 2011Initial$400,000No comparison3SEC filing
Aug 12, 2010Amendment$2,375,000$850,000vs May 6, 201043SEC filing
May 6, 2010Amendment$1,525,000$300,000vs Mar 10, 201027SEC filing
Mar 10, 2010Amendment$1,225,000$1,050,000vs Sep 16, 200922SEC filing
Jan 6, 2010Initial$150,000No comparison3SEC filing
Sep 16, 2009Initial$175,000No comparison2SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$2.5K
Finders' fees
$0
Form D file number
021-177346

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
William H. Watson, III1016938Finance 500, Inc. · CRD 12981

Source: Form D, filed Apr 27, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Randy Parole Director, Executive
William Tauber Director

Issuer details

Industry: Energy Conservation (See others in industry)

Address:
1562 Parkway Loop B
Tustin, CA, 92780