Form D · Retailing
Progressive Book Club LLC
New York, NY · CIK 0001408225
Offering snapshot reported Oct 7, 2009 · SEC filing
- Reported sold
- $1.7M Offering amount: $4M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Sep 25, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 7, 2009 | Initial | $1,696,685 | No comparison | 10 | SEC filing |
| Jul 26, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 05, 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $191K (estimated)
- Form D file number
- 021-106723
Includes conversion into equity of $1,346,591 in bridge note financing and $250,094 in conversion into equity of capital call payments and additional purchases related to a prior financing.
Total amount of Finder's Fees will depend on the nature of the investors who purchase the equity interests being sold in this offering.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bonner Group | None |
Source: Form D, filed Oct 7, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Julian Brookes | Executive |
| Roger Cooper | Director |
| Howard Dean | Director |
| Peter Joseph | Director |
| Dede Kinerk | Executive |
| Tracey Kitzman | Executive |
| Seth Radwell | Director |
| Peggy Sharpe | Executive |
| Robert Stein | Director |
| Elizabeth Wagley | Director, Executive |
| Maggie Williams | Director |
Issuer details
Industry: Retailing (See others in industry)
Address:
641 Avenue Of Americas 4th Floor
New York, NY, 10011
New York, NY, 10011