Form D · Other Banking and Financial Services
Progress Financial Corp
Menlo Park, CA · CIK 0001478295
Offering snapshot reported Aug 10, 2011 · SEC filing
- Reported sold
- Yet to sell Offering amount: $2.05M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 10, 2011 | Initial | Yet to sell | No comparison | 1 | SEC filing |
| Jan 21, 2011 | Initial | $20,000,000 | No comparison | 14 | SEC filing |
| Nov 18, 2010 | Initial | $8,500,000 | No comparison | 13 | SEC filing |
| Mar 8, 2010 | Amendment | $27,799,548 | $12,799,549vs Dec 9, 2009 | 13 | SEC filing |
| Dec 9, 2009 | Initial | $14,999,999 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-164176
The amount sold represents the full exercise price of the warrant that was issued in this transaction. The warrant has not been exercised.
Source: Form D, filed Aug 10, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Caviness | Executive |
| Jonathan Coblentz | Executive |
| John Foxgrover | Executive |
| Saar Gur | Director |
| James Gutierrez | Director, Executive |
| Patrick Kirscht | Executive |
| Christopher Larsen | Director |
| Chris Larsen | Director |
| Carl Pascarella | Director |
| Thomas Patterson | Director |
| Tom Patterson | Director |
| Michael Rapaport | Executive |
| Todd Rice | Executive |
| David Strohm | Director |
| Dave Strohm | Director |
| David Tomlinson | Executive |
| Dave Tomlinson | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
171 Constitution Drive
Menlo Park, CA, 94025
Menlo Park, CA, 94025