Form D · Hedge Fund
PROFUTURES STRATEGIC ALLOCATION TRUST
Austin, TX · CIK 0001124492
Offering snapshot reported Jan 18, 2013 · SEC filing
- Reported sold
- $25.3M Indefinite offering
- Investors reported
- 210 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Sep 15, 2000 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$21,908,611 → $25,330,692
- Reported investors209 → 210
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 18, 2013 | Amendment | $25,330,692 | $3,422,081vs Jan 19, 2012 | 210 | SEC filing |
| Jan 19, 2012 | Amendment | $21,908,611 | $1,181,650vs Mar 8, 2010 | 209 | SEC filing |
| Mar 8, 2010 | Amendment | $20,726,961 | $210,323vs Mar 9, 2009 | 204 | SEC filing |
| Mar 9, 2009 | Amendment | $20,516,638 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-78364
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| ProFutures Financial Group, Inc. | 24328 |
Source: Form D, filed Jan 18, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gary D. Halbert | Executive |
| Debi B. Halbert | Executive |
| Jon P. Meyer | Executive |
| John M. Posey | Executive |
| N/A Pro Futures, Inc. | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
11719 Bee Cave Road Suite 200
Austin, TX, 78783
Austin, TX, 78783