Form D · Hedge Fund

PROFUTURES STRATEGIC ALLOCATION TRUST

Austin, TX · CIK 0001124492

Offering snapshot reported Jan 18, 2013 · SEC filing

Reported sold
$25.3M
Indefinite offering
Investors reported
210
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Sep 15, 2000
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.7M$25.3MMar 9, 2009: $20,516,638.00Mar 9, 2009Mar 8, 2010: $20,726,961.00Mar 8, 2010Jan 19, 2012: $21,908,611.00Jan 19, 2012Jan 18, 2013: $25,330,692.00Jan 18, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$21,908,611 → $25,330,692
  • Reported investors209 → 210

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 18, 2013Amendment$25,330,692$3,422,081vs Jan 19, 2012210SEC filing
Jan 19, 2012Amendment$21,908,611$1,181,650vs Mar 8, 2010209SEC filing
Mar 8, 2010Amendment$20,726,961$210,323vs Mar 9, 2009204SEC filing
Mar 9, 2009Amendment$20,516,638No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-78364

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
ProFutures Financial Group, Inc.24328

Source: Form D, filed Jan 18, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gary D. Halbert Executive
Debi B. Halbert Executive
Jon P. Meyer Executive
John M. Posey Executive
N/A Pro Futures, Inc. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
11719 Bee Cave Road Suite 200
Austin, TX, 78783