Form D · Investing
Professio Associates I, LLC
New York, NY · CIK 0001488018
Offering snapshot reported Mar 30, 2010 · SEC filing
- Reported sold
- $710K Offering amount: $25M
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 19, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 30, 2010 | Initial | $710,000 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-140048
5% of gross proceeds raised in the offering
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Felix Investments LLC | 148441 |
Source: Form D, filed Mar 30, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William L. Barkow | Director, Executive, Promoter |
| Frank G. Mazzola | Director, Executive, Promoter |
Issuer details
Industry: Investing (See others in industry)
Address:
17 State Street, 5 Th Floor
New York, NY, 10004
New York, NY, 10004