Form D · Private Equity Fund

Private Equity Opportunities Fund III, SCS

Senningerberg, N4 · CIK 0001683037

Offering snapshot reported Sep 6, 2017 · SEC filing

Reported sold
$406M
Offering amount: $476M
Investors reported
20
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 31, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$203M$406MSep 6, 2016: $216,993,925.00Sep 6, 2016Sep 6, 2017: $405,790,000.00Sep 6, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$216,993,925 → $405,790,000
  • Reported investors12 → 20

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 6, 2017Amendment$405,790,000$188,796,075vs Sep 6, 201620SEC filing
Sep 6, 2016Initial$216,993,925No comparison12SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-270086
Offering under Reg. S and Reg. D. Total offering Amount: EUR 400 million. Converted from EUR to USD 9/6/17 at prevailing exchange rate. No securities have been sold to U.S. investors.
Sales commission not yet known, based on certain facts which are not yet final.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
KJustus Financial-ServicesNone
UniCredit Bank AGNone

Source: Form D, filed Sep 6, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRIVATE EQUITY OPPORTUNITIES FUND III SCS

Investment adviser: SWANCAP INVESTMENT MANAGEMENT SA

Gross asset value
$487M
Beneficial owners
30
ADV minimum commitment
$5M

Reported in Form ADV on Mar 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator AZTEC FINANCIAL SERVICES (LUXEMBOURG) S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS ASSURANCE LUXEMBOURG, Luxembourg
Custodian AZTEC FINANCIAL SERVICES (LUXEMBOURG) S.A. LUXEMBOURG, Luxembourg Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS ASSURANCE
PCAOB 7347

Filing source

Form ADV 2076791 · Mar 23, 2026 · Schedule D 7.B.(1), fund 805-9832021774

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ralph Brodel Director
Gavin Burke Director
Marvin Fetzer Director
Thomas Goergen Director
Daniel Krantz Director
Florian Kreitmeier Director
Martin Langer Director
Claus Mansfeldt Director
Andrea Millioni Director
Wolfgang Pfister Director
N/A Swan Cap Gp Iii S.A R.L. Executive
N/A Swan Cap Investment Management S.A. Executive
N/A Swan Cap Partners Gmb H Executive
Pierre Weimerskirch Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5. Rue Heienhaff
Senningerberg, N4, L-1736