Form D · Other Investment Fund
Private Equity Group Participants IX, LLC
New York, NY · CIK 0001578361
Offering snapshot reported Jun 19, 2013 · SEC filing
- Reported sold
- $3.84M Indefinite offering
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 24, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 19, 2013 | Amendment | $3,835,000 | $0vs Jun 3, 2013 | 18 | SEC filing |
| Jun 3, 2013 | Initial | $3,835,000 | No comparison | 18 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-197367
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Goldman, Sachs & Co. | 361 |
Source: Form D, filed Jun 19, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Marc O. Boheim | Executive |
| Michael Brandmeyer | Executive |
| Harold P. Hope | Executive |
| J. Christopher Kojima | Executive |
| Tuan Lam | Executive |
| Michael R. Miele | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10282-2198