Form D · Hedge Fund

PRIVATE ADVISORS STABLE VALUE ERISA FUND LTD

Grand Cayman, E9 · CIK 0001223740

Offering snapshot reported Mar 31, 2016 · SEC filing

Reported sold: $711M
Investors reported: 112
Minimum accepted: $100K
First sale: Mar 3, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$703,611,515 → $710,611,515
Reported investors105 → 112

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 31, 2016	Amendment	$710,611,515	$7,000,000vs Mar 13, 2015	112	SEC filing
Mar 13, 2015	Amendment	$703,611,515	$50,719,193vs Mar 14, 2014	105	SEC filing
Mar 14, 2014	Amendment	$652,892,322	$0vs Sep 17, 2013	103	SEC filing
Sep 17, 2013	Amendment	$652,892,322	$55,692,322vs Mar 15, 2013	103	SEC filing
Mar 15, 2013	Amendment	$597,200,000	$30,549,415vs Mar 16, 2012	115	SEC filing
Mar 16, 2012	Amendment	$566,650,585	$27,150,585vs Mar 16, 2011	112	SEC filing
Mar 16, 2011	Amendment	$539,500,000	$53,300,000vs Mar 17, 2010	107	SEC filing
Mar 17, 2010	Amendment	$486,200,000	No comparison	105	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1.51M (estimated)
Finders' fees: $0
Form D file number: 021-53680

The total amount sold and the number of investors disclosed on this Form D do not take redemptions and/or withdrawals into consideration.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
North Bridge Capital	107320
Morgan Stanley Wealth Management	149777
Wells Fargo Advisors, LLC	19616
NYLIFE Distributors LLC	35350
McMorgan & Company LLC	115060

Source: Form D, filed Mar 31, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRIVATE ADVISORS STABLE VALUE ERISA FUND, LTD

Investment adviser: PRIVATE ADVISORS LLC

Gross asset value: $14.1M
Beneficial owners: 37
ADV minimum commitment: $1M

Reported in Form ADV on Mar 28, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MAITLAND ADMINISTRATION LTD. GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS MCLEAN, Virginia, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

Filing source

Form ADV 1181347 · Mar 28, 2018 · Schedule D 7.B.(1), fund 805-8556327328

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Timothy G. Berry	Promoter
David Bree	Director
Gregory Ciaverelli	Promoter
Charles M. Johnson, Iii	Promoter
Louis W. Moelchert, Iii	Promoter
Louis W. Moelchert, Jr.	Promoter
Don Seymour	Director
James J. Shannon	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Maitland Administration Limited 5 Th Floor, 90 Fort St., Po Box 259
Grand Cayman, E9, KY1-1104