Form D · Hedge Fund

Prisma Spectrum Fund Ltd

Grand Cayman, E9 · CIK 0001460067

Offering snapshot reported Sep 21, 2023 · SEC filing

Reported sold
$4.89B
Indefinite offering
Investors reported
354
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.45B$4.89BMar 13, 2009Mar 15, 2010: $126,113,645.00Feb 24, 2011: $313,197,522.00Feb 24, 2012: $671,101,583.00Feb 25, 2013: $774,438,106.00Feb 25, 2014: $1,292,845,616.00Feb 25, 2015: $1,785,508,381.00Sep 29, 2015: $1,892,742,341.00Sep 29, 2016: $2,014,616,874.00Sep 29, 2017: $2,089,215,217.00Sep 28, 2018: $2,104,068,581.00Sep 27, 2019: $2,108,835,640.00Sep 25, 2020: $4,886,798,033.00Sep 27, 2021: $4,892,244,033.00Sep 21, 2022: $4,893,024,033.00Sep 21, 2023: $4,893,024,033.00Sep 21, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 21, 2023Amendment$4,893,024,033$0vs Sep 21, 2022354SEC filing
Sep 21, 2022Amendment$4,893,024,033$780,000vs Sep 27, 2021354SEC filing
Sep 27, 2021Amendment$4,892,244,033$5,446,000vs Sep 25, 2020353SEC filing
Sep 25, 2020Amendment$4,886,798,033$2,777,962,393vs Sep 27, 2019351SEC filing
Sep 27, 2019Amendment$2,108,835,640$4,767,059vs Sep 28, 2018248SEC filing
Sep 28, 2018Amendment$2,104,068,581$14,853,364vs Sep 29, 2017248SEC filing
Sep 29, 2017Amendment$2,089,215,217$74,598,343vs Sep 29, 2016247SEC filing
Sep 29, 2016Amendment$2,014,616,874$721,771,258vs Feb 25, 2014234SEC filing
Sep 29, 2015Amendment$1,892,742,341$599,896,725vs Feb 25, 2014210SEC filing
Feb 25, 2015Amendment$1,785,508,381$492,662,765vs Feb 25, 2014206SEC filing
Feb 25, 2014Amendment$1,292,845,616$518,407,510vs Feb 25, 2013161SEC filing
Feb 25, 2013Amendment$774,438,106$103,336,523vs Feb 24, 2012125SEC filing
Feb 24, 2012Amendment$671,101,583$357,904,061vs Feb 24, 201198SEC filing
Feb 24, 2011Amendment$313,197,522$187,083,877vs Mar 15, 201045SEC filing
Mar 15, 2010Amendment$126,113,645No comparison25SEC filing
Mar 13, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2.86M
Finders' fees
$0
Form D file number
021-129080

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Atlantic Trust CompanyNoneInvesco National Trust Company
Deutsche Bank Securities Inc.2525
Deutsche Bank Trust Company AmericasNone
UBS Financial Services Inc.8174
Morgan Stanley Smith Barney LLC149777
Raymond James & Associates, Inc.705
Raymond James Financial Services, Inc.6694
Brookvine Investment Advisors PTY LTDNone

Source: Form D, filed Sep 21, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRISMA SPECTRUM FUND LTD

Investment adviser: PAAMCO PRISMA, LLC

Gross asset value
$2.32M
Beneficial owners
6
ADV minimum commitment
$500K

Reported in Form ADV on Mar 31, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP GRAND CAYMAN, Cayman Islands
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 1096

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Filing source

Form ADV 1929652 · Mar 31, 2025 · Schedule D 7.B.(1), fund 805-6597863991

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lisa Alexander Director
John Brennan Director
Francis J. Conroy Director
Scott P. Lennon Director
Alan Milgate Director
Prisma Capital Partners Lp Prisma Capital Partners Lp Executive
Prisma Capital Partners Lp Promoter
Girish V. Reddy Director
Wilson Tran Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O The Harbour Trust Co. Ltd. Regatta Office Park, Po Box 897
Grand Cayman, E9, KY1-1103